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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRFS
1301
DELISTED
BRF SA
BRFS
$4K ﹤0.01%
727
– –
BWA icon
1302
BorgWarner
BWA
$13.9B
$4K ﹤0.01%
92
+6
+7% +$239
CNO icon
1303
CNO Financial Group
CNO
$5.1B
$4K ﹤0.01%
170
– –
CTBI icon
1304
Community Trust Bancorp
CTBI
$1.41B
$4K ﹤0.01%
86
+72
+514% +$2.92K
CWT icon
1305
California Water Service
CWT
$3.12B
$4K ﹤0.01%
66
– –
DAR icon
1306
Darling Ingredients
DAR
$9.44B
$4K ﹤0.01%
56
– –
DBVT
1307
DBV Technologies
DBVT
$847M
$4K ﹤0.01%
+87
New +$4.49K
DVA icon
1308
DaVita
DVA
$11.7B
$4K ﹤0.01%
33
– –
FCPT icon
1309
Four Corners Property Trust
FCPT
$2.75B
$4K ﹤0.01%
136
– –
FULT icon
1310
Fulton Financial
FULT
$4.64B
$4K ﹤0.01%
+252
New +$3.9K
GWRE icon
1311
Guidewire Software
GWRE
$14.2B
$4K ﹤0.01%
35
– –
HES
1312
DELISTED
Hess
HES
$4K ﹤0.01%
52
-15
-22% -$1.1K
HLX icon
1313
Helix Energy Solutions
HLX
$1.41B
$4K ﹤0.01%
1,133
-1,188
-51% -$4.9K
JAZZ icon
1314
Jazz Pharmaceuticals
JAZZ
$16.7B
$4K ﹤0.01%
32
+3
+10% +$453
JKHY icon
1315
Jack Henry & Associates
JKHY
$11.1B
$4K ﹤0.01%
26
– –
KMT icon
1316
Kennametal
KMT
$2.52B
$4K ﹤0.01%
125
+28
+29% +$1K
MFIC icon
1317
MidCap Financial Investment
MFIC
$804M
$4K ﹤0.01%
271
– –
MGEE icon
1318
MGE Energy Inc
MGEE
$3.08B
$4K ﹤0.01%
50
+15
+43% +$1.17K
MLM icon
1319
Martin Marietta Materials
MLM
$33B
$4K ﹤0.01%
11
– –
MMS icon
1320
Maximus
MMS
$3.1B
$4K ﹤0.01%
47
– –
MP icon
1321
MP Materials
MP
$9.1B
$4K ﹤0.01%
130
– –
NVT icon
1322
nVent Electric
NVT
$26.7B
$4K ﹤0.01%
137
– –
NWE icon
1323
NorthWestern Energy
NWE
$4.43B
$4K ﹤0.01%
65
– –
ADAM
1324
Adamas Trust
ADAM
$883M
$4K ﹤0.01%
256
– –
NYT icon
1325
New York Times
NYT
$10.2B
$4K ﹤0.01%
81
– –
51 52
53
54 55

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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.