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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+10.89%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$363M
AUM Growth
+$26.2M
Cap. Flow
-$2.73M
Cap. Flow %
-0.75%
Top 10 Hldgs %
59.58%
Holding
1,920
New
174
Increased
540
Reduced
391
Closed
122

Top Buys

Rank Stock Value
1
FAS icon
Direxion Daily Financial Bull 3x ETF
FAS
+$1.18M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$553K
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$389K
4
CUE icon
Cue Biopharma
CUE
+$384K
5
DRIP icon
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
+$345K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$774K
3
IWM icon
iShares Russell 2000 ETF
IWM
+$505K
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$478K
5
AMD icon
Advanced Micro Devices
AMD
+$336K

Sector Composition

Rank Sector Weight
1 Financials 13.45%
2 Technology 11.55%
3 Healthcare 3.7%
4 Consumer Discretionary 3.33%
5 Communication Services 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RJF icon
1301
Raymond James Financial
RJF
$34B
$3K ﹤0.01%
66
– –
RMR icon
1302
The RMR Group
RMR
$332M
$3K ﹤0.01%
115
+46
+67% +$1.33K
RRC icon
1303
Range Resources
RRC
$8.95B
$3K ﹤0.01%
419
– –
SABR icon
1304
Sabre
SABR
$835M
$3K ﹤0.01%
407
-90
-18% -$667
SAGE
1305
DELISTED
Sage Therapeutics
SAGE
$3K ﹤0.01%
52
– –
SEE
1306
DELISTED
Sealed Air
SEE
$3K ﹤0.01%
67
– –
SITC icon
1307
SITE Centers
SITC
$165M
$3K ﹤0.01%
450
– –
SMTC icon
1308
Semtech
SMTC
$13B
$3K ﹤0.01%
49
– –
SPHR icon
1309
Sphere Entertainment
SPHR
$5.73B
$3K ﹤0.01%
39
– –
SRTY icon
1310
ProShares UltraPro Short Russell2000
SRTY
$71.9M
$3K ﹤0.01%
4
– –
SVM
1311
Silvercorp Metals
SVM
$2.53B
$3K ﹤0.01%
393
– –
TEAF
1312
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
$3K ﹤0.01%
250
– –
TGI
1313
DELISTED
Triumph Group
TGI
$3K ﹤0.01%
+457
New +$3.39K
TWST icon
1314
Twist Bioscience
TWST
$7.25B
$3K ﹤0.01%
37
– –
VVV icon
1315
Valvoline
VVV
$4.51B
$3K ﹤0.01%
179
– –
WAB icon
1316
Wabtec
WAB
$49.3B
$3K ﹤0.01%
47
– –
WAT icon
1317
Waters Corp
WAT
$39.9B
$3K ﹤0.01%
15
– –
WBD icon
1318
Warner Bros
WBD
$67.1B
$3K ﹤0.01%
130
– –
WD icon
1319
Walker & Dunlop
WD
$1.53B
$3K ﹤0.01%
+60
New +$3.15K
WDC icon
1320
Western Digital
WDC
$150B
$3K ﹤0.01%
122
-26
-18% -$773
WEX icon
1321
WEX
WEX
$6.31B
$3K ﹤0.01%
23
– –
WWW icon
1322
Wolverine World Wide
WWW
$1.55B
$3K ﹤0.01%
105
– –
PVLA
1323
Palvella Therapeutics
PVLA
$2.27B
$3K ﹤0.01%
19
– –
BEST
1324
DELISTED
BEST Inc. American Depositary Shares, each representing twenty (20) Class A Ordinary Shares
BEST
$3K ﹤0.01%
45
+23
+105% +$1.89K
AEL
1325
DELISTED
American Equity Investment Life Holding Company
AEL
$3K ﹤0.01%
157
– –
51 52
53
54 55

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CCM
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WCF
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Lindbrook Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Lindbrook Capital held 1,920 positions worth $363M, up 7.8% from $337M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Lindbrook Capital's Q3 2020 filing shows 174 new, 540 increased, 391 reduced and 122 closed positions. Its largest new stake was Direxion Daily Financial Bull 3x ETF: 33,008 shares worth $1.12M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.51M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

  • Lindbrook Capital's largest Q3 2020 buy was Direxion Daily Financial Bull 3x ETF: 33,008 shares worth $1.12M.
  • Lindbrook Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $553K increase.
  • Lindbrook Capital's biggest Q3 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.51M.
  • Lindbrook Capital fully exited abrdn Healthcare Investors in Q3 2020, selling an estimated $250K.
  • Lindbrook Capital's ten largest holdings make up 60% of its $363M portfolio in Q3 2020.
  • Lindbrook Capital opened 174 new positions and closed 122 in Q3 2020.
  • Lindbrook Capital's portfolio value rose 7.8% quarter-over-quarter to $363M.

Based on Lindbrook Capital's 13F filing for Q3 2020, filed 3 Nov 2020.