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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVTR icon
1226
Avantor
AVTR
$9.19B
$5K ﹤0.01%
133
+41
+45% +$1.6K
BAND
1227
Bandwidth Inc
BAND
$1.61B
$5K ﹤0.01%
58
-18
-24% -$2.08K
BYND icon
1228
Beyond Meat
BYND
$277M
$5K ﹤0.01%
43
-199
-82% -$24.3K
CNA icon
1229
CNA Financial
CNA
$14.1B
$5K ﹤0.01%
127
– –
COLD icon
1230
Americold
COLD
$4.27B
$5K ﹤0.01%
169
– –
CXT icon
1231
Crane NXT
CXT
$3.07B
$5K ﹤0.01%
164
– –
DTIL icon
1232
Precision BioSciences
DTIL
$207M
$5K ﹤0.01%
15
– –
EIX icon
1233
Edison International
EIX
$26.4B
$5K ﹤0.01%
84
-427
-84% -$24.5K
GRMN
1234
Garmin
GRMN
$60B
$5K ﹤0.01%
31
– –
GSL icon
1235
Global Ship Lease
GSL
$1.53B
$5K ﹤0.01%
209
– –
HRI icon
1236
Herc Holdings
HRI
$5.61B
$5K ﹤0.01%
29
– –
HTLD icon
1237
Heartland Express
HTLD
$956M
$5K ﹤0.01%
326
+189
+138% +$3.15K
HUYA
1238
Huya Inc
HUYA
$558M
$5K ﹤0.01%
576
-368
-39% -$4.25K
ICUI icon
1239
ICU Medical
ICUI
$4.61B
$5K ﹤0.01%
21
-17
-45% -$3.56K
INGN icon
1240
Inogen
INGN
$164M
$5K ﹤0.01%
125
– –
KMI icon
1241
Kinder Morgan
KMI
$68.7B
$5K ﹤0.01%
304
+18
+6% +$306
LDOS icon
1242
Leidos
LDOS
$17.3B
$5K ﹤0.01%
53
-18
-25% -$1.78K
LEA icon
1243
Lear
LEA
$8.18B
$5K ﹤0.01%
34
-3
-8% -$491
LEG icon
1244
Leggett & Platt
LEG
$1.31B
$5K ﹤0.01%
108
– –
LIT icon
1245
Global X Lithium & Battery Tech ETF
LIT
$1.59B
$5K ﹤0.01%
64
– –
MED icon
1246
Medifast
MED
$141M
$5K ﹤0.01%
28
– –
MTDR icon
1247
Matador Resources
MTDR
$6.09B
$5K ﹤0.01%
119
– –
NG icon
1248
NovaGold Resources
NG
$3.33B
$5K ﹤0.01%
700
-67
-9% -$496
NJR icon
1249
New Jersey Resources
NJR
$5.58B
$5K ﹤0.01%
148
-16
-10% -$605
NVMI
1250
Nova
NVMI
$12.5B
$5K ﹤0.01%
46
+5
+12% +$496
48 49
50
51 52

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.