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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XYZ
101
Block Inc
XYZ
$47.5B
$310K 0.08%
1,293
+26
+2% +$6.68K
EMR icon
102
Emerson Electric
EMR
$88.3B
$308K 0.08%
3,265
+28
+0.9% +$2.79K
AZN icon
103
AstraZeneca
AZN
$250B
$306K 0.08%
2,551
+259
+11% +$30.1K
UL icon
104
Unilever
UL
$136B
$304K 0.08%
4,987
-121
-2% -$7.71K
LGF.A
105
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$304K 0.08%
21,434
– –
ZTS icon
106
Zoetis
ZTS
$30B
$302K 0.08%
1,558
-4
-0.3% -$807
QCOM icon
107
Qualcomm
QCOM
$176B
$300K 0.08%
2,329
-187
-7% -$26.5K
UNP icon
108
Union Pacific
UNP
$174B
$300K 0.08%
1,533
-15
-1% -$3.24K
CUE icon
109
Cue Biopharma
CUE
$114M
$291K 0.08%
667
– –
ADI icon
110
Analog Devices
ADI
$190B
$283K 0.07%
1,690
+588
+53% +$98.6K
HON icon
111
Honeywell
HON
$78B
$283K 0.07%
1,412
+18
+1% +$3.84K
LMT icon
112
Lockheed Martin
LMT
$136B
$283K 0.07%
821
-28
-3% -$10.1K
DEO icon
113
Diageo
DEO
$53.6B
$280K 0.07%
1,450
+45
+3% +$8.72K
AVGO icon
114
Broadcom
AVGO
$2.04T
$279K 0.07%
5,750
+1,670
+41% +$81.2K
TFC icon
115
Truist Financial
TFC
$64B
$276K 0.07%
4,701
+88
+2% +$4.92K
XOM icon
116
ExxonMobil
XOM
$634B
$275K 0.07%
4,668
+1,399
+43% +$79.7K
IBM icon
117
IBM
IBM
$224B
$273K 0.07%
2,057
-7,339
-78% -$981K
WMT icon
118
Walmart Inc
WMT
$890B
$271K 0.07%
5,832
-2,229
-28% -$107K
ADP icon
119
Automatic Data Processing
ADP
$108B
$266K 0.07%
1,333
+11
+0.8% +$2.27K
ING icon
120
ING
ING
$102B
$266K 0.07%
18,379
+207
+1% +$2.77K
CVS icon
121
CVS Health
CVS
$122B
$264K 0.07%
3,116
+45
+1% +$3.77K
AMP icon
122
Ameriprise Financial
AMP
$48.8B
$261K 0.07%
988
– –
LLY icon
123
Eli Lilly
LLY
$1.06T
$260K 0.07%
1,127
+33
+3% +$8.14K
IWF icon
124
iShares Russell 1000 Growth ETF
IWF
$128B
$252K 0.07%
3,672
-2,256
-38% -$160K
SNPS icon
125
Synopsys
SNPS
$79.7B
$248K 0.07%
827
+8
+1% +$2.43K
3 4
5
6 7

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.