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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+10.89%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$363M
AUM Growth
+$26.2M
Cap. Flow
-$2.73M
Cap. Flow %
-0.75%
Top 10 Hldgs %
59.58%
Holding
1,920
New
174
Increased
540
Reduced
391
Closed
122

Top Buys

Rank Stock Value
1
FAS icon
Direxion Daily Financial Bull 3x ETF
FAS
+$1.18M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$553K
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$389K
4
CUE icon
Cue Biopharma
CUE
+$384K
5
DRIP icon
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
+$345K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$774K
3
IWM icon
iShares Russell 2000 ETF
IWM
+$505K
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$478K
5
AMD icon
Advanced Micro Devices
AMD
+$336K

Sector Composition

Rank Sector Weight
1 Financials 13.45%
2 Technology 11.55%
3 Healthcare 3.7%
4 Consumer Discretionary 3.33%
5 Communication Services 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDLZ icon
101
Mondelez International
MDLZ
$79.9B
$277K 0.08%
4,826
+229
+5% +$12.7K
MMM icon
102
3M
MMM
$94.3B
$273K 0.08%
2,037
-46
-2% -$6.19K
RTX icon
103
RTX Corp
RTX
$301B
$262K 0.07%
4,559
-202
-4% -$12.3K
UNP icon
104
Union Pacific
UNP
$174B
$251K 0.07%
1,275
+9
+0.7% +$1.67K
ZTS icon
105
Zoetis
ZTS
$30B
$246K 0.07%
1,487
-258
-15% -$39.6K
KLAC icon
106
KLA
KLAC
$259B
$245K 0.07%
12,660
-2,270
-15% -$44.9K
TLT icon
107
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$245K 0.07%
1,500
+172
+13% +$28.5K
GLD icon
108
SPDR Gold Trust
GLD
$141B
$244K 0.07%
1,380
+154
+13% +$27.7K
TMO icon
109
Thermo Fisher Scientific
TMO
$220B
$244K 0.07%
552
-11
-2% -$4.54K
AZN icon
110
AstraZeneca
AZN
$250B
$243K 0.07%
2,213
+125
+6% +$13.9K
WFC icon
111
Wells Fargo
WFC
$264B
$239K 0.07%
10,145
-1,821
-15% -$44.9K
TXN icon
112
Texas Instruments
TXN
$261B
$237K 0.07%
1,659
+214
+15% +$29.1K
ADP icon
113
Automatic Data Processing
ADP
$108B
$231K 0.06%
1,657
-994
-37% -$139K
IWD icon
114
iShares Russell 1000 Value ETF
IWD
$83.7B
$229K 0.06%
1,940
– –
QQQ icon
115
Invesco QQQ Trust
QQQ
$484B
$229K 0.06%
825
+208
+34% +$56.4K
SONY icon
116
Sony
SONY
$138B
$229K 0.06%
14,925
+225
+2% +$3.5K
NVO
117
Novo Nordisk
NVO
$209B
$226K 0.06%
6,496
-22
-0.3% -$733
LLY icon
118
Eli Lilly
LLY
$1.06T
$225K 0.06%
1,520
+165
+12% +$25.5K
ASML icon
119
ASML
ASML
$669B
$224K 0.06%
606
+75
+14% +$28K
C icon
120
Citigroup
C
$226B
$223K 0.06%
5,171
+970
+23% +$48.3K
ACN icon
121
Accenture
ACN
$108B
$212K 0.06%
940
+258
+38% +$59.1K
BX icon
122
Blackstone
BX
$110B
$209K 0.06%
4,000
– –
LGF.A
123
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$203K 0.06%
21,434
– –
EMR icon
124
Emerson Electric
EMR
$88.3B
$201K 0.06%
3,060
-7
-0.2% -$461
CEV
125
Eaton Vance California Municipal Income Trust
CEV
$73.6M
$200K 0.06%
+15,000
New +$202K
3 4
5
6 7

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Lindbrook Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Lindbrook Capital held 1,920 positions worth $363M, up 7.8% from $337M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Lindbrook Capital's Q3 2020 filing shows 174 new, 540 increased, 391 reduced and 122 closed positions. Its largest new stake was Direxion Daily Financial Bull 3x ETF: 33,008 shares worth $1.12M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.51M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

  • Lindbrook Capital's largest Q3 2020 buy was Direxion Daily Financial Bull 3x ETF: 33,008 shares worth $1.12M.
  • Lindbrook Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $553K increase.
  • Lindbrook Capital's biggest Q3 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.51M.
  • Lindbrook Capital fully exited abrdn Healthcare Investors in Q3 2020, selling an estimated $250K.
  • Lindbrook Capital's ten largest holdings make up 60% of its $363M portfolio in Q3 2020.
  • Lindbrook Capital opened 174 new positions and closed 122 in Q3 2020.
  • Lindbrook Capital's portfolio value rose 7.8% quarter-over-quarter to $363M.

Based on Lindbrook Capital's 13F filing for Q3 2020, filed 3 Nov 2020.