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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$287M
AUM Growth
+$22.5M
Cap. Flow
+$1.82M
Cap. Flow %
0.63%
Top 10 Hldgs %
58.07%
Holding
1,600
New
137
Increased
430
Reduced
262
Closed
73

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$1.2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$281K
3
CME icon
CME Group
CME
+$162K
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$141K
5
TFC icon
Truist Financial
TFC
+$133K

Top Sells

Rank Stock Value
1
VAL
Valaris plc Class A Ordinary Share
VAL
+$314K
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$269K
3
TSLA icon
Tesla
TSLA
+$243K
4
VT icon
Vanguard Total World Stock ETF
VT
+$179K
5
HYI
Western Asset High Yield Opportunity Fund Inc
HYI
+$172K

Sector Composition

Rank Sector Weight
1 Technology 9.28%
2 Financials 7.3%
3 Healthcare 4.81%
4 Communication Services 2.92%
5 Consumer Staples 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PM icon
101
Philip Morris
PM
$295B
$282K 0.1%
3,311
+569
+21% +$46.9K
BLK icon
102
Blackrock
BLK
$176B
$274K 0.1%
545
-1
-0.2% -$474
PAYX icon
103
Paychex
PAYX
$42.7B
$267K 0.09%
3,143
– –
TXN icon
104
Texas Instruments
TXN
$261B
$266K 0.09%
2,074
+62
+3% +$7.65K
ABT icon
105
Abbott
ABT
$187B
$262K 0.09%
3,018
+69
+2% +$5.78K
TM icon
106
Toyota
TM
$225B
$262K 0.09%
1,861
+36
+2% +$5.03K
KLAC icon
107
KLA
KLAC
$259B
$260K 0.09%
14,620
+740
+5% +$12.4K
SRE icon
108
Sempra
SRE
$54.8B
$256K 0.09%
3,376
+450
+15% +$33K
PRF icon
109
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$253K 0.09%
10,000
– –
QCOM icon
110
Qualcomm
QCOM
$176B
$249K 0.09%
2,825
+91
+3% +$7.61K
SMFG icon
111
Sumitomo Mitsui Financial
SMFG
$164B
$249K 0.09%
33,584
-95
-0.3% -$684
TD icon
112
Toronto Dominion Bank
TD
$200B
$246K 0.09%
4,379
+40
+0.9% +$2.27K
HON icon
113
Honeywell
HON
$78B
$245K 0.09%
1,468
– –
TFC icon
114
Truist Financial
TFC
$64B
$243K 0.08%
4,321
+2,460
+132% +$133K
ZTS icon
115
Zoetis
ZTS
$30B
$243K 0.08%
1,833
+26
+1% +$3.23K
ILMN icon
116
Illumina
ILMN
$28.4B
$241K 0.08%
747
+23
+3% +$6.97K
PYPL icon
117
PayPal
PYPL
$50.5B
$237K 0.08%
2,195
+41
+2% +$4.27K
HYI
118
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$235K 0.08%
15,000
-11,226
-43% -$172K
CSX icon
119
CSX Corp
CSX
$93.1B
$234K 0.08%
9,717
+144
+2% +$3.41K
HQH
120
abrdn Healthcare Investors
HQH
$1.32B
$234K 0.08%
11,200
+6,200
+124% +$123K
TMO icon
121
Thermo Fisher Scientific
TMO
$220B
$234K 0.08%
719
+22
+3% +$6.67K
NVO
122
Novo Nordisk
NVO
$209B
$233K 0.08%
8,068
-112
-1% -$3.1K
SONY icon
123
Sony
SONY
$138B
$232K 0.08%
17,025
+370
+2% +$4.61K
LGF.A
124
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$228K 0.08%
21,434
– –
GSK icon
125
GSK
GSK
$106B
$226K 0.08%
3,856
-96
-2% -$5.34K
3 4
5
6 7

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MW
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TAM
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SIA
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CCM
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WCF
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Lindbrook Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Lindbrook Capital held 1,600 positions worth $287M, up 8.5% from $265M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q4 2019 filing shows 137 new, 430 increased, 262 reduced and 73 closed positions. Its largest new stake was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K. The largest sale was Valaris plc Class A Ordinary Share, an estimated $314K.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.5% a quarter earlier, followed by Financials and Healthcare.

  • Lindbrook Capital's largest Q4 2019 buy was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q4 2019, an estimated $1.2M increase.
  • Lindbrook Capital's biggest Q4 2019 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $269K.
  • Lindbrook Capital fully exited Valaris plc Class A Ordinary Share in Q4 2019, selling an estimated $314K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $287M portfolio in Q4 2019.
  • Lindbrook Capital opened 137 new positions and closed 73 in Q4 2019.
  • Lindbrook Capital's portfolio value rose 8.5% quarter-over-quarter to $287M.

Based on Lindbrook Capital's 13F filing for Q4 2019, filed 27 Jan 2020.