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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+0.57%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$5.49M
Cap. Flow
+$4.3M
Cap. Flow %
1.62%
Top 10 Hldgs %
57.87%
Holding
1,598
New
101
Increased
425
Reduced
365
Closed
134

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$889K
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$780K
4
CRM icon
Salesforce
CRM
+$422K
5
NSL
NUVEEN SENIOR INCM FD
NSL
+$374K

Top Sells

Rank Stock Value
1
ESV
Ensco Rowan plc
ESV
+$561K
2
DATA
Tableau Software, Inc.
DATA
+$420K
3
HSBC icon
HSBC
HSBC
+$171K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$159K
5
TSLA icon
Tesla
TSLA
+$143K

Sector Composition

Rank Sector Weight
1 Technology 8.51%
2 Financials 7.43%
3 Healthcare 4.54%
4 Communication Services 2.9%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLA icon
101
Tesla
TSLA
$1.3T
$265K 0.1%
16,500
-9,120
-36% -$143K
TRP icon
102
TC Energy
TRP
$65.9B
$262K 0.1%
5,061
+138
+3% +$6.89K
PAYX icon
103
Paychex
PAYX
$42.7B
$260K 0.1%
3,143
+40
+1% +$3.32K
TXN icon
104
Texas Instruments
TXN
$261B
$260K 0.1%
2,012
+12
+0.6% +$1.48K
TD icon
105
Toronto Dominion Bank
TD
$200B
$253K 0.1%
4,339
+395
+10% +$22.5K
ABT icon
106
Abbott
ABT
$187B
$247K 0.09%
2,949
+38
+1% +$3.23K
TM icon
107
Toyota
TM
$225B
$245K 0.09%
1,825
+29
+2% +$3.8K
BLK icon
108
Blackrock
BLK
$176B
$243K 0.09%
546
-23
-4% -$10.2K
REGN icon
109
Regeneron Pharmaceuticals
REGN
$80.8B
$239K 0.09%
860
+68
+9% +$20.1K
PRF icon
110
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$236K 0.09%
10,000
– –
HON icon
111
Honeywell
HON
$78B
$234K 0.09%
1,468
-13
-0.9% -$2.07K
YUM icon
112
Yum! Brands
YUM
$41.1B
$233K 0.09%
2,052
+30
+1% +$3.43K
SMFG icon
113
Sumitomo Mitsui Financial
SMFG
$164B
$230K 0.09%
33,679
+10,407
+45% +$71.1K
ZTS icon
114
Zoetis
ZTS
$30B
$225K 0.09%
1,807
+22
+1% +$2.65K
UN
115
DELISTED
Unilever NV New York Registry Shares
UN
$224K 0.08%
3,738
+280
+8% +$16.8K
PYPL icon
116
PayPal
PYPL
$50.5B
$223K 0.08%
2,154
+125
+6% +$13.8K
CSX icon
117
CSX Corp
CSX
$93.1B
$221K 0.08%
9,573
-72
-0.7% -$1.68K
KLAC icon
118
KLA
KLAC
$259B
$221K 0.08%
13,880
-70
-0.5% -$978
SRE icon
119
Sempra
SRE
$54.8B
$216K 0.08%
2,926
+80
+3% +$5.6K
ILMN icon
120
Illumina
ILMN
$28.4B
$214K 0.08%
724
+6
+0.8% +$1.77K
BABA icon
121
Alibaba
BABA
$308B
$212K 0.08%
1,267
+616
+95% +$106K
GSK icon
122
GSK
GSK
$106B
$211K 0.08%
3,952
+613
+18% +$31.5K
NVO
123
Novo Nordisk
NVO
$209B
$211K 0.08%
8,180
-158
-2% -$4K
BKNG icon
124
Booking.com
BKNG
$161B
$210K 0.08%
2,675
-375
-12% -$29K
EPD icon
125
Enterprise Products Partners
EPD
$81.7B
$209K 0.08%
7,296
– –
3 4
5
6 7

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MW
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TAM
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Lindbrook Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Lindbrook Capital held 1,598 positions worth $265M, up 2.1% from $259M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q3 2019 filing shows 101 new, 425 increased, 365 reduced and 134 closed positions. Its largest new stake was Valaris plc Class A Ordinary Share: 65,375 shares worth $314K. The largest sale was Ensco Rowan plc, an estimated $561K.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.2% a quarter earlier, followed by Financials and Healthcare.

  • Lindbrook Capital's largest Q3 2019 buy was Valaris plc Class A Ordinary Share: 65,375 shares worth $314K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q3 2019, an estimated $2M increase.
  • Lindbrook Capital's biggest Q3 2019 reduction was HSBC, cutting an estimated $171K.
  • Lindbrook Capital fully exited Ensco Rowan plc in Q3 2019, selling an estimated $561K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $265M portfolio in Q3 2019.
  • Lindbrook Capital opened 101 new positions and closed 134 in Q3 2019.
  • Lindbrook Capital's portfolio value rose 2.1% quarter-over-quarter to $265M.

Based on Lindbrook Capital's 13F filing for Q3 2019, filed 31 Oct 2019.