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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSA
1201
DELISTED
National Storage Affiliates Trust
NSA
$6K ﹤0.01%
107
– –
NTLA icon
1202
Intellia Therapeutics
NTLA
$1.67B
$6K ﹤0.01%
48
– –
NTNX icon
1203
Nutanix
NTNX
$16.9B
$6K ﹤0.01%
171
– –
OIS icon
1204
Oil States International
OIS
$491M
$6K ﹤0.01%
868
+599
+223% +$3.6K
OTLY
1205
Oatly Group
OTLY
$438M
$6K ﹤0.01%
20
– –
PCTY icon
1206
Paylocity
PCTY
$7.98B
$6K ﹤0.01%
22
– –
PODD icon
1207
Insulet
PODD
$9.79B
$6K ﹤0.01%
22
-25
-53% -$7.13K
REXR icon
1208
Rexford Industrial Realty
REXR
$8.19B
$6K ﹤0.01%
100
+21
+27% +$1.27K
SNAP icon
1209
Snap
SNAP
$9.01B
$6K ﹤0.01%
82
-486
-86% -$35.1K
TQQQ icon
1210
ProShares UltraPro QQQ
TQQQ
$37.4B
$6K ﹤0.01%
208
-12
-5% -$410
TV icon
1211
Televisa
TV
$1.49B
$6K ﹤0.01%
512
+352
+220% +$4.53K
UDOW icon
1212
ProShares UltraPro Dow 30
UDOW
$940M
$6K ﹤0.01%
160
+16
+11% +$606
UHS icon
1213
Universal Health Services
UHS
$10.5B
$6K ﹤0.01%
41
– –
VVV icon
1214
Valvoline
VVV
$4.51B
$6K ﹤0.01%
179
– –
HLTH
1215
DELISTED
Cue Health Inc. Common Stock
HLTH
$6K ﹤0.01%
+500
New +$7.88K
CCF
1216
DELISTED
Chase Corporation
CCF
$6K ﹤0.01%
62
– –
TTCF
1217
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$6K ﹤0.01%
350
– –
ABMD
1218
DELISTED
Abiomed Inc
ABMD
$6K ﹤0.01%
19
– –
ENIA
1219
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$6K ﹤0.01%
1,065
+46
+5% +$308
CADE
1220
DELISTED
Cadence Bancorporation
CADE
$6K ﹤0.01%
270
– –
ALE
1221
DELISTED
Allete
ALE
$5K ﹤0.01%
76
– –
ALEX
1222
DELISTED
Alexander & Baldwin
ALEX
$5K ﹤0.01%
194
– –
AMN icon
1223
AMN Healthcare
AMN
$1.4B
$5K ﹤0.01%
45
+6
+15% +$636
ANF icon
1224
Abercrombie & Fitch
ANF
$5B
$5K ﹤0.01%
126
– –
ATR icon
1225
AptarGroup
ATR
$8.61B
$5K ﹤0.01%
42
-11
-21% -$1.45K
47 48
49
50 51

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.