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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+0.57%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$5.49M
Cap. Flow
+$4.3M
Cap. Flow %
1.62%
Top 10 Hldgs %
57.87%
Holding
1,598
New
101
Increased
425
Reduced
365
Closed
134

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$889K
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$780K
4
CRM icon
Salesforce
CRM
+$422K
5
NSL
NUVEEN SENIOR INCM FD
NSL
+$374K

Top Sells

Rank Stock Value
1
ESV
Ensco Rowan plc
ESV
+$561K
2
DATA
Tableau Software, Inc.
DATA
+$420K
3
HSBC icon
HSBC
HSBC
+$171K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$159K
5
TSLA icon
Tesla
TSLA
+$143K

Sector Composition

Rank Sector Weight
1 Technology 8.51%
2 Financials 7.43%
3 Healthcare 4.54%
4 Communication Services 2.9%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRQR icon
1201
ProQR Therapeutics
PRQR
$265M
$3K ﹤0.01%
600
+300
+100% +$2.4K
RHI icon
1202
Robert Half
RHI
$4.37B
$3K ﹤0.01%
60
– –
RNR icon
1203
RenaissanceRe
RNR
$13.4B
$3K ﹤0.01%
14
– –
RWT
1204
Redwood Trust
RWT
$594M
$3K ﹤0.01%
+160
New +$2.68K
SSNC icon
1205
SS&C Technologies
SSNC
$18.6B
$3K ﹤0.01%
62
+25
+68% +$1.28K
STKL
1206
DELISTED
SunOpta
STKL
$3K ﹤0.01%
1,894
– –
STN icon
1207
Stantec
STN
$8.39B
$3K ﹤0.01%
118
-342
-74% -$7.81K
TAC icon
1208
TransAlta
TAC
$3.93B
$3K ﹤0.01%
516
– –
TIMB icon
1209
TIM SA
TIMB
$8.8B
$3K ﹤0.01%
+175
New +$2.65K
TR icon
1210
Tootsie Roll Industries
TR
$2.98B
$3K ﹤0.01%
93
-31
-25% -$935
TTI icon
1211
TETRA Technologies
TTI
$1.26B
$3K ﹤0.01%
1,444
– –
VRE
1212
DELISTED
Veris Residential
VRE
$3K ﹤0.01%
157
– –
VVV icon
1213
Valvoline
VVV
$4.51B
$3K ﹤0.01%
140
– –
WAFD icon
1214
WaFd
WAFD
$2.75B
$3K ﹤0.01%
89
– –
WAL icon
1215
Western Alliance Bancorporation
WAL
$8.87B
$3K ﹤0.01%
+61
New +$2.75K
WBD icon
1216
Warner Bros
WBD
$67.1B
$3K ﹤0.01%
130
– –
ZVRA icon
1217
Zevra Therapeutics
ZVRA
$686M
$3K ﹤0.01%
250
+62
+33% +$1.12K
UCB
1218
United Community Banks
UCB
$4.28B
$3K ﹤0.01%
+110
New +$3.02K
ZUO
1219
DELISTED
Zuora, Inc.
ZUO
$3K ﹤0.01%
175
– –
LL
1220
DELISTED
LL Flooring Holdings, Inc.
LL
$3K ﹤0.01%
300
– –
MOR
1221
DELISTED
MorphoSys AG American Depositary Shares
MOR
$3K ﹤0.01%
116
– –
LTHM
1222
DELISTED
Livent Corporation
LTHM
$3K ﹤0.01%
396
– –
PE
1223
DELISTED
PARSLEY ENERGY INC
PE
$3K ﹤0.01%
173
-131
-43% -$2.25K
TRQ
1224
DELISTED
Turquoise Hill Resources Ltd
TRQ
$3K ﹤0.01%
644
-608
-49% -$3.66K
AMTD
1225
DELISTED
TD Ameritrade Holding Corp
AMTD
$3K ﹤0.01%
71
-178
-71% -$8.53K
47 48
49
50 51

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MW
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TAM
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SIA
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CCM
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WCF
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Lindbrook Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Lindbrook Capital held 1,598 positions worth $265M, up 2.1% from $259M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q3 2019 filing shows 101 new, 425 increased, 365 reduced and 134 closed positions. Its largest new stake was Valaris plc Class A Ordinary Share: 65,375 shares worth $314K. The largest sale was Ensco Rowan plc, an estimated $561K.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.2% a quarter earlier, followed by Financials and Healthcare.

  • Lindbrook Capital's largest Q3 2019 buy was Valaris plc Class A Ordinary Share: 65,375 shares worth $314K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q3 2019, an estimated $2M increase.
  • Lindbrook Capital's biggest Q3 2019 reduction was HSBC, cutting an estimated $171K.
  • Lindbrook Capital fully exited Ensco Rowan plc in Q3 2019, selling an estimated $561K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $265M portfolio in Q3 2019.
  • Lindbrook Capital opened 101 new positions and closed 134 in Q3 2019.
  • Lindbrook Capital's portfolio value rose 2.1% quarter-over-quarter to $265M.

Based on Lindbrook Capital's 13F filing for Q3 2019, filed 31 Oct 2019.