We are live on ! Find out more
LC

Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WSO icon
1151
Watsco Inc
WSO
$13.6B
$7K ﹤0.01%
28
– –
DAY
1152
DELISTED
Dayforce
DAY
$7K ﹤0.01%
62
+10
+19% +$1.05K
TXNM
1153
TXNM Energy Inc
TXNM
$5.94B
$7K ﹤0.01%
135
– –
AIFU
1154
AIFU Inc
AIFU
$221M
$7K ﹤0.01%
1
-1
-50% -$5.57K
AAMI
1155
Acadian Asset Management
AAMI
$3.19B
$7K ﹤0.01%
286
– –
LSXMA
1156
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$7K ﹤0.01%
214
+8
+4% +$280
VMW
1157
DELISTED
VMware, Inc
VMW
$7K ﹤0.01%
46
-3
-6% -$455
LHCG
1158
DELISTED
LHC Group LLC
LHCG
$7K ﹤0.01%
46
-15
-25% -$2.82K
MDP
1159
DELISTED
Meredith Corporation
MDP
$7K ﹤0.01%
124
-366
-75% -$16K
TTP
1160
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$7K ﹤0.01%
300
– –
ADEA icon
1161
Adeia
ADEA
$3.11B
$6K ﹤0.01%
1,202
+4
+0.3% +$22
AGIO icon
1162
Agios Pharmaceuticals
AGIO
$1.93B
$6K ﹤0.01%
135
– –
AHT
1163
Ashford Hospitality Trust
AHT
$21M
$6K ﹤0.01%
+38
New +$6.44K
AKAM icon
1164
Akamai
AKAM
$15.9B
$6K ﹤0.01%
59
– –
ARI
1165
Apollo Commercial Real Estate
ARI
$885M
$6K ﹤0.01%
404
– –
AUB icon
1166
Atlantic Union Bankshares
AUB
$5.97B
$6K ﹤0.01%
166
+54
+48% +$1.94K
BWXT icon
1167
BWX Technologies
BWXT
$15.6B
$6K ﹤0.01%
113
+6
+6% +$338
BZUN
1168
Baozun
BZUN
$172M
$6K ﹤0.01%
347
-71
-17% -$1.75K
CLLS
1169
Cellectis
CLLS
$285M
$6K ﹤0.01%
463
+293
+172% +$4.06K
COKE icon
1170
Coca-Cola Consolidated
COKE
$12.8B
$6K ﹤0.01%
150
– –
CWST icon
1171
Casella Waste Systems
CWST
$5.69B
$6K ﹤0.01%
74
– –
DHC
1172
Diversified Healthcare Trust
DHC
$2.14B
$6K ﹤0.01%
1,685
– –
DTM icon
1173
DT Midstream
DTM
$13.4B
$6K ﹤0.01%
+129
New +$5.64K
EDIV icon
1174
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.23B
$6K ﹤0.01%
190
+3
+2% +$89
EHC icon
1175
Encompass Health
EHC
$12.4B
$6K ﹤0.01%
102
-7
-6% -$440
45 46
47
48 49

Similar funds

SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.