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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFBC icon
1126
First Financial Bancorp
FFBC
$3.53B
$7K ﹤0.01%
319
– –
FIBK icon
1127
First Interstate BancSystem
FIBK
$3.58B
$7K ﹤0.01%
173
+37
+27% +$1.57K
FTDR icon
1128
Frontdoor
FTDR
$6.26B
$7K ﹤0.01%
160
– –
FWONK icon
1129
Liberty Media Series C
FWONK
$25.8B
$7K ﹤0.01%
131
– –
HLIT icon
1130
Harmonic Inc
HLIT
$1.28B
$7K ﹤0.01%
854
– –
HUBG icon
1131
HUB Group
HUBG
$2.92B
$7K ﹤0.01%
204
– –
LW icon
1132
Lamb Weston
LW
$7.19B
$7K ﹤0.01%
114
+77
+208% +$5.21K
MMI icon
1133
Marcus & Millichap
MMI
$1.19B
$7K ﹤0.01%
167
– –
NMRK icon
1134
Newmark Group
NMRK
$2.63B
$7K ﹤0.01%
506
– –
NOV icon
1135
NOV
NOV
$7B
$7K ﹤0.01%
565
-128
-18% -$1.73K
NOVT icon
1136
Novanta
NOVT
$6.29B
$7K ﹤0.01%
46
– –
NUS icon
1137
Nu Skin
NUS
$267M
$7K ﹤0.01%
162
– –
OXM icon
1138
Oxford Industries
OXM
$552M
$7K ﹤0.01%
76
– –
PAG icon
1139
Penske Automotive Group
PAG
$14.2B
$7K ﹤0.01%
65
– –
PEN icon
1140
Penumbra
PEN
$12.8B
$7K ﹤0.01%
27
– –
POST icon
1141
Post Holdings
POST
$3.57B
$7K ﹤0.01%
92
– –
RJF icon
1142
Raymond James Financial
RJF
$34B
$7K ﹤0.01%
73
-1
-1% -$90
RLJ icon
1143
RLJ Lodging Trust
RLJ
$1.69B
$7K ﹤0.01%
450
– –
SKT icon
1144
Tanger
SKT
$4.52B
$7K ﹤0.01%
426
– –
STE icon
1145
Steris
STE
$23.1B
$7K ﹤0.01%
33
– –
TCX icon
1146
Tucows
TCX
$175M
$7K ﹤0.01%
92
– –
THG icon
1147
Hanover Insurance
THG
$7.98B
$7K ﹤0.01%
55
– –
TMDX icon
1148
Transmedics
TMDX
$2.91B
$7K ﹤0.01%
225
– –
VIRT icon
1149
Virtu Financial
VIRT
$4.93B
$7K ﹤0.01%
275
-40
-13% -$1.02K
WAT icon
1150
Waters Corp
WAT
$39.9B
$7K ﹤0.01%
20
– –
44 45
46
47 48

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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.