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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THRM icon
1101
Gentherm
THRM
$1.27B
$8K ﹤0.01%
104
– –
WDC icon
1102
Western Digital
WDC
$150B
$8K ﹤0.01%
184
+24
+15% +$1.14K
WY icon
1103
Weyerhaeuser
WY
$18.4B
$8K ﹤0.01%
216
– –
YOLO icon
1104
AdvisorShares Pure Cannabis ETF
YOLO
$31.1M
$8K ﹤0.01%
500
– –
PDCO
1105
DELISTED
Patterson Companies, Inc.
PDCO
$8K ﹤0.01%
281
– –
BEST
1106
DELISTED
BEST Inc. American Depositary Shares, each representing twenty (20) Class A Ordinary Shares
BEST
$8K ﹤0.01%
243
-77
-24% -$2.01K
TCON
1107
DELISTED
TRACON Pharmaceuticals, Inc. Common Stock
TCON
$8K ﹤0.01%
100
-50
-33% -$4.23K
NGMS
1108
DELISTED
NeoGames S.A. Ordinary Shares
NGMS
$8K ﹤0.01%
+218
New +$10K
RUTH
1109
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$8K ﹤0.01%
399
– –
BSMX
1110
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$8K ﹤0.01%
1,437
– –
ATH
1111
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$8K ﹤0.01%
116
– –
AER icon
1112
AerCap
AER
$23.8B
$7K ﹤0.01%
122
– –
BKH icon
1113
Black Hills Corp
BKH
$5.69B
$7K ﹤0.01%
117
– –
BRKR icon
1114
Bruker
BRKR
$8.14B
$7K ﹤0.01%
84
-6
-7% -$499
CC icon
1115
Chemours
CC
$2.37B
$7K ﹤0.01%
231
-23
-9% -$745
CGC
1116
Canopy Growth
CGC
$410M
$7K ﹤0.01%
47
– –
CNDT icon
1117
Conduent
CNDT
$264M
$7K ﹤0.01%
1,058
– –
CNX icon
1118
CNX Resources
CNX
$5.2B
$7K ﹤0.01%
585
– –
CTRE icon
1119
CareTrust REIT
CTRE
$9.74B
$7K ﹤0.01%
344
– –
DINO icon
1120
HF Sinclair
DINO
$14.5B
$7K ﹤0.01%
198
+144
+267% +$4.38K
EAT icon
1121
Brinker International
EAT
$9.66B
$7K ﹤0.01%
152
– –
EVR icon
1122
Evercore
EVR
$11.8B
$7K ﹤0.01%
56
– –
EVRG icon
1123
Evergy
EVRG
$19.2B
$7K ﹤0.01%
109
+18
+20% +$1.18K
EXPO icon
1124
Exponent
EXPO
$3.24B
$7K ﹤0.01%
62
– –
FBNC icon
1125
First Bancorp
FBNC
$2.68B
$7K ﹤0.01%
167
– –
43 44
45
46 47

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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.