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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$287M
AUM Growth
+$22.5M
Cap. Flow
+$1.82M
Cap. Flow %
0.63%
Top 10 Hldgs %
58.07%
Holding
1,600
New
137
Increased
430
Reduced
262
Closed
73

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$1.2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$281K
3
CME icon
CME Group
CME
+$162K
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$141K
5
TFC icon
Truist Financial
TFC
+$133K

Top Sells

Rank Stock Value
1
VAL
Valaris plc Class A Ordinary Share
VAL
+$314K
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$269K
3
TSLA icon
Tesla
TSLA
+$243K
4
VT icon
Vanguard Total World Stock ETF
VT
+$179K
5
HYI
Western Asset High Yield Opportunity Fund Inc
HYI
+$172K

Sector Composition

Rank Sector Weight
1 Technology 9.28%
2 Financials 7.3%
3 Healthcare 4.81%
4 Communication Services 2.92%
5 Consumer Staples 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTRG icon
1076
Essential Utilities
WTRG
$11.4B
$6K ﹤0.01%
137
– –
ZLAB icon
1077
Zai Lab
ZLAB
$2.62B
$6K ﹤0.01%
148
– –
TXNM
1078
TXNM Energy Inc
TXNM
$5.94B
$6K ﹤0.01%
114
– –
GAP
1079
The Gap Inc
GAP
$7.37B
$6K ﹤0.01%
344
+209
+155% +$3.56K
WRK
1080
DELISTED
WestRock Company
WRK
$6K ﹤0.01%
143
– –
LHCG
1081
DELISTED
LHC Group LLC
LHCG
$6K ﹤0.01%
46
– –
MGLN
1082
DELISTED
Magellan Health Services, Inc.
MGLN
$6K ﹤0.01%
83
– –
SOGO
1083
DELISTED
Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share
SOGO
$6K ﹤0.01%
1,313
– –
CHA
1084
DELISTED
China Telecom Corporation, LTD
CHA
$6K ﹤0.01%
140
-55
-28% -$2.31K
AAL icon
1085
American Airlines Group
AAL
$10.6B
$5K ﹤0.01%
171
– –
ACIW icon
1086
ACI Worldwide
ACIW
$5.42B
$5K ﹤0.01%
139
– –
AEE icon
1087
Ameren
AEE
$30.1B
$5K ﹤0.01%
69
+50
+263% +$3.8K
ASH icon
1088
Ashland
ASH
$3.5B
$5K ﹤0.01%
63
+30
+91% +$2.28K
AWR icon
1089
American States Water
AWR
$3.46B
$5K ﹤0.01%
62
– –
AXTA icon
1090
Axalta
AXTA
$8.17B
$5K ﹤0.01%
159
– –
BEN icon
1091
Franklin Resources
BEN
$17.2B
$5K ﹤0.01%
192
+142
+284% +$3.86K
BIO icon
1092
Bio-Rad Laboratories Class A
BIO
$9.42B
$5K ﹤0.01%
13
+6
+86% +$2.12K
BSAC icon
1093
Banco Santander Chile
BSAC
$16.6B
$5K ﹤0.01%
213
+172
+420% +$4.28K
BSBR icon
1094
Santander
BSBR
$43.5B
$5K ﹤0.01%
399
+136
+52% +$1.46K
CCIF
1095
Carlyle Credit Income Fund
CCIF
$60.2M
$5K ﹤0.01%
442
– –
CFFN icon
1096
Capitol Federal Financial
CFFN
$1.1B
$5K ﹤0.01%
360
– –
CHRW icon
1097
C.H. Robinson
CHRW
$17.5B
$5K ﹤0.01%
59
– –
CLS icon
1098
Celestica
CLS
$36.5B
$5K ﹤0.01%
648
– –
DHI icon
1099
D.R. Horton
DHI
$42.3B
$5K ﹤0.01%
89
– –
EPAC icon
1100
Enerpac Tool Group
EPAC
$1.93B
$5K ﹤0.01%
211
+58
+38% +$1.42K
42 43
44
45 46

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WCF
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Lindbrook Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Lindbrook Capital held 1,600 positions worth $287M, up 8.5% from $265M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q4 2019 filing shows 137 new, 430 increased, 262 reduced and 73 closed positions. Its largest new stake was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K. The largest sale was Valaris plc Class A Ordinary Share, an estimated $314K.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.5% a quarter earlier, followed by Financials and Healthcare.

  • Lindbrook Capital's largest Q4 2019 buy was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q4 2019, an estimated $1.2M increase.
  • Lindbrook Capital's biggest Q4 2019 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $269K.
  • Lindbrook Capital fully exited Valaris plc Class A Ordinary Share in Q4 2019, selling an estimated $314K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $287M portfolio in Q4 2019.
  • Lindbrook Capital opened 137 new positions and closed 73 in Q4 2019.
  • Lindbrook Capital's portfolio value rose 8.5% quarter-over-quarter to $287M.

Based on Lindbrook Capital's 13F filing for Q4 2019, filed 27 Jan 2020.