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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-21.2%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$265M
AUM Growth
-$22.7M
Cap. Flow
+$51.5M
Cap. Flow %
19.46%
Top 10 Hldgs %
57.68%
Holding
1,942
New
414
Increased
438
Reduced
626
Closed
205

Top Buys

Rank Stock Value
1
GBDC icon
Golub Capital BDC
GBDC
+$12.7M
2
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$9.63M
3
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.18M
4
NSL
NUVEEN SENIOR INCM FD
NSL
+$6.71M
5
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$5.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.57M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.15M
3
DRIP icon
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
+$1.15M
4
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$1.11M
5
STWD icon
Starwood Property Trust
STWD
+$869K

Sector Composition

Rank Sector Weight
1 Financials 9.13%
2 Technology 8.55%
3 Healthcare 3.83%
4 Consumer Staples 2.53%
5 Real Estate 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSE
1026
DELISTED
Trinseo
TSE
$5K ﹤0.01%
250
+57
+30% +$1.51K
TWO
1027
Two Harbors Investment
TWO
$1.27B
$5K ﹤0.01%
+309
New +$15.8K
UMBF icon
1028
UMB Financial
UMBF
$11.1B
$5K ﹤0.01%
108
+99
+1,100% +$6.02K
UTL icon
1029
Unitil
UTL
$980M
$5K ﹤0.01%
96
-348
-78% -$20.6K
UVE icon
1030
Universal Insurance Holdings
UVE
$1.23B
$5K ﹤0.01%
+270
New +$6.2K
VDC icon
1031
Vanguard Consumer Staples ETF
VDC
$7.97B
$5K ﹤0.01%
39
– –
WCN
1032
Waste Connections
WCN
$42B
$5K ﹤0.01%
61
-345
-85% -$32.4K
WSBC icon
1033
WesBanco
WSBC
$4B
$5K ﹤0.01%
+213
New +$6.65K
YRD
1034
Yiren Digital
YRD
$110M
$5K ﹤0.01%
+1,244
New +$5.88K
ONC
1035
BeOne Medicines Ltd
ONC
$39.4B
$5K ﹤0.01%
+42
New +$6.57K
CCF
1036
DELISTED
Chase Corporation
CCF
$5K ﹤0.01%
+62
New +$5.7K
RAD
1037
DELISTED
Rite Aid Corporation
RAD
$5K ﹤0.01%
+339
New +$4.74K
IAA
1038
DELISTED
IAA, Inc. Common Stock
IAA
$5K ﹤0.01%
158
– –
OPNT
1039
DELISTED
Opiant Pharmaceuticals, Inc. Common Stock
OPNT
$5K ﹤0.01%
500
– –
ENIA
1040
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$5K ﹤0.01%
792
-880
-53% -$7.91K
KSU
1041
DELISTED
Kansas City Southern
KSU
$5K ﹤0.01%
36
-135
-79% -$20.6K
ECHO
1042
DELISTED
Echo Global Logistics, Inc.
ECHO
$5K ﹤0.01%
+271
New +$5.28K
GLIBA
1043
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$5K ﹤0.01%
93
– –
AIMT
1044
DELISTED
Aimmune Therapeutics
AIMT
$5K ﹤0.01%
318
– –
AMTD
1045
DELISTED
TD Ameritrade Holding Corp
AMTD
$5K ﹤0.01%
131
-66
-34% -$2.88K
ETFC
1046
DELISTED
E*Trade Financial Corporation
ETFC
$5K ﹤0.01%
153
-124
-45% -$5.24K
TCF
1047
DELISTED
TCF Financial Corporation Common Stock
TCF
$5K ﹤0.01%
212
-135
-39% -$5.07K
PDLI
1048
DELISTED
PDL BioPharma, Inc.
PDLI
$5K ﹤0.01%
+1,619
New +$5.22K
CHA
1049
DELISTED
China Telecom Corporation, LTD
CHA
$5K ﹤0.01%
155
+15
+11% +$560
AER icon
1050
AerCap
AER
$23.8B
$4K ﹤0.01%
170
-242
-59% -$11.9K
40 41
42
43 44

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Lindbrook Capital's Q1 2020 Portfolio in Review

As of Q1 2020, Lindbrook Capital held 1,942 positions worth $265M, down 7.9% from $287M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital deployed $51.5M of net new capital in Q1 2020, opening 414 new positions and adding to 438 existing holdings. Its largest new stake was Golub Capital BDC: 775,422 shares worth $9.54M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, up from 7.3% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.57M trimmed.

  • Lindbrook Capital's largest Q1 2020 buy was Golub Capital BDC: 775,422 shares worth $9.54M.
  • Lindbrook Capital added most to Eaton Vance Senior Floating-Rate Fund in Q1 2020, an estimated $9.63M increase.
  • Lindbrook Capital's biggest Q1 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.57M.
  • Lindbrook Capital fully exited Vanguard Morningstar Value ETF in Q1 2020, selling an estimated $382K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $265M portfolio in Q1 2020.
  • Lindbrook Capital opened 414 new positions and closed 205 in Q1 2020.
  • Lindbrook Capital's portfolio value fell 7.9% quarter-over-quarter to $265M.

Based on Lindbrook Capital's 13F filing for Q1 2020, filed 22 Apr 2020.