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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPHR icon
1001
Sphere Entertainment
SPHR
$5.73B
$10K ﹤0.01%
134
– –
SPSC icon
1002
SPS Commerce
SPSC
$2.64B
$10K ﹤0.01%
60
– –
UHAL icon
1003
U-Haul Holding Co
UHAL
$14.6B
$10K ﹤0.01%
160
– –
VLY icon
1004
Valley National Bancorp
VLY
$8.04B
$10K ﹤0.01%
744
+162
+28% +$2.09K
W icon
1005
Wayfair
W
$14.6B
$10K ﹤0.01%
39
-5
-11% -$1.41K
WAB icon
1006
Wabtec
WAB
$49.3B
$10K ﹤0.01%
116
+53
+84% +$4.56K
WTRG icon
1007
Essential Utilities
WTRG
$11.4B
$10K ﹤0.01%
208
+46
+28% +$2.23K
PVLA
1008
Palvella Therapeutics
PVLA
$2.27B
$10K ﹤0.01%
25
-50
-67% -$17.4K
EVBG
1009
DELISTED
Everbridge, Inc. Common Stock
EVBG
$10K ﹤0.01%
65
– –
FPL
1010
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$10K ﹤0.01%
1,733
+33
+2% +$189
NTCO
1011
DELISTED
Natura &Co Holding S.A. American Depositary Shares (each representing two Common Shares)
NTCO
$10K ﹤0.01%
585
+27
+5% +$553
FRC
1012
DELISTED
First Republic Bank
FRC
$10K ﹤0.01%
53
– –
AEM icon
1013
Agnico Eagle Mines
AEM
$90.5B
$9K ﹤0.01%
179
-61
-25% -$3.55K
AG icon
1014
First Majestic Silver
AG
$9.07B
$9K ﹤0.01%
762
+606
+388% +$7.82K
AIT icon
1015
Applied Industrial Technologies
AIT
$13.3B
$9K ﹤0.01%
98
– –
ALRM icon
1016
Alarm.com
ALRM
$2.85B
$9K ﹤0.01%
112
– –
APA icon
1017
APA Corp
APA
$13.2B
$9K ﹤0.01%
408
+19
+5% +$363
BB icon
1018
BlackBerry
BB
$5.26B
$9K ﹤0.01%
926
+637
+220% +$6.68K
BMRC icon
1019
Bank of Marin Bancorp
BMRC
$459M
$9K ﹤0.01%
236
+72
+44% +$2.51K
CATY icon
1020
Cathay General Bancorp
CATY
$4.24B
$9K ﹤0.01%
227
– –
COO icon
1021
Cooper Companies
COO
$14.5B
$9K ﹤0.01%
84
– –
DCBO
1022
Docebo
DCBO
$566M
$9K ﹤0.01%
+130
New +$9.56K
DRD
1023
DRDGold
DRD
$2.05B
$9K ﹤0.01%
1,101
+804
+271% +$7.76K
ED icon
1024
Consolidated Edison
ED
$39.9B
$9K ﹤0.01%
121
-44
-27% -$3.29K
GEN icon
1025
Gen Digital
GEN
$17.5B
$9K ﹤0.01%
344
-207
-38% -$5.39K
39 40
41
42 43

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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.