We are live on ! Find out more
LC

Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRC
976
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$11K ﹤0.01%
241
+47
+24% +$2.34K
APO icon
977
Apollo Global Management
APO
$73.4B
$10K ﹤0.01%
169
+1
+0.6% +$60
ARKX icon
978
ARK Space & Defense Innovation ETF
ARKX
$850M
$10K ﹤0.01%
500
– –
BCH icon
979
Banco de Chile
BCH
$20.9B
$10K ﹤0.01%
514
+15
+3% +$278
BSAC icon
980
Banco Santander Chile
BSAC
$16.6B
$10K ﹤0.01%
501
– –
CG icon
981
Carlyle Group
CG
$17.2B
$10K ﹤0.01%
218
+1
+0.5% +$48
DKS icon
982
Dick's Sporting Goods
DKS
$18.7B
$10K ﹤0.01%
86
– –
DQ
983
Daqo New Energy
DQ
$996M
$10K ﹤0.01%
+168
New +$10.1K
EYPT icon
984
EyePoint Inc
EYPT
$1.2B
$10K ﹤0.01%
1,000
-4,500
-82% -$42.9K
FR icon
985
First Industrial Realty Trust
FR
$8.44B
$10K ﹤0.01%
189
– –
GIC icon
986
Global Industrial
GIC
$1.49B
$10K ﹤0.01%
268
– –
GMED icon
987
Globus Medical
GMED
$11.2B
$10K ﹤0.01%
125
-20
-14% -$1.61K
IBRX icon
988
ImmunityBio
IBRX
$8.1B
$10K ﹤0.01%
1,000
– –
JBL icon
989
Jabil
JBL
$35.8B
$10K ﹤0.01%
171
– –
KIM icon
990
Kimco Realty
KIM
$16.4B
$10K ﹤0.01%
489
+112
+30% +$2.39K
KKR icon
991
KKR & Co
KKR
$92.3B
$10K ﹤0.01%
165
– –
LECO icon
992
Lincoln Electric
LECO
$15.4B
$10K ﹤0.01%
81
– –
LFUS icon
993
Littelfuse
LFUS
$11.6B
$10K ﹤0.01%
35
+8
+30% +$2.13K
LRN icon
994
Stride
LRN
$3.43B
$10K ﹤0.01%
292
– –
NBIX icon
995
Neurocrine Biosciences
NBIX
$16.6B
$10K ﹤0.01%
109
– –
NCLH icon
996
Norwegian Cruise Line
NCLH
$8.84B
$10K ﹤0.01%
361
-183
-34% -$4.66K
NVCR icon
997
NovoCure
NVCR
$1.91B
$10K ﹤0.01%
90
-53
-37% -$8.01K
OFLX icon
998
Omega Flex
OFLX
$312M
$10K ﹤0.01%
70
– –
PRK icon
999
Park National Corp
PRK
$3.67B
$10K ﹤0.01%
85
+78
+1,114% +$9.09K
RDWR icon
1000
Radware
RDWR
$1.19B
$10K ﹤0.01%
285
+37
+15% +$1.22K
38 39
40
41 42

Similar funds

SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.