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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABTC
76
American Bitcoin Corp
ABTC
$471M
$455K 0.12%
5
+1
+25% +$102K
ILMN icon
77
Illumina
ILMN
$28.4B
$450K 0.12%
1,140
+14
+1% +$6.44K
BMY icon
78
Bristol-Myers Squibb
BMY
$132B
$447K 0.12%
7,549
-204
-3% -$13.4K
IDEX
79
DELISTED
Ideanomics, Inc. Common Stock
IDEX
$417K 0.11%
1,695
-36
-2% -$10.5K
NEE icon
80
NextEra Energy
NEE
$177B
$409K 0.11%
5,208
+59
+1% +$4.76K
VZ icon
81
Verizon
VZ
$196B
$400K 0.1%
7,400
-878
-11% -$48.6K
KO icon
82
Coca-Cola
KO
$375B
$397K 0.1%
7,560
-1,732
-19% -$96.5K
RTX icon
83
RTX Corp
RTX
$301B
$397K 0.1%
4,615
+20
+0.4% +$1.71K
OVV icon
84
Ovintiv
OVV
$16.4B
$394K 0.1%
11,972
– –
MCD icon
85
McDonald's
MCD
$195B
$374K 0.1%
1,550
+21
+1% +$5.01K
NVS icon
86
Novartis
NVS
$297B
$373K 0.1%
4,563
-51
-1% -$4.59K
VTV icon
87
Vanguard Morningstar Value ETF
VTV
$191B
$372K 0.1%
2,746
– –
AMGN icon
88
Amgen
AMGN
$222B
$368K 0.1%
1,730
-88
-5% -$20.3K
PEP icon
89
PepsiCo
PEP
$190B
$364K 0.1%
2,422
+8
+0.3% +$1.24K
TXN icon
90
Texas Instruments
TXN
$261B
$364K 0.1%
1,894
+32
+2% +$6.1K
QQQ icon
91
Invesco QQQ Trust
QQQ
$484B
$357K 0.09%
997
-95
-9% -$35K
NVO
92
Novo Nordisk
NVO
$209B
$351K 0.09%
7,316
+134
+2% +$6.48K
SONY icon
93
Sony
SONY
$138B
$349K 0.09%
15,775
+310
+2% +$6.49K
TMO icon
94
Thermo Fisher Scientific
TMO
$220B
$343K 0.09%
600
+16
+3% +$8.78K
ABT icon
95
Abbott
ABT
$187B
$341K 0.09%
2,886
+86
+3% +$10.6K
PFE icon
96
Pfizer
PFE
$153B
$327K 0.09%
7,592
-1,118
-13% -$49.5K
ACN icon
97
Accenture
ACN
$108B
$317K 0.08%
991
+15
+2% +$4.88K
MMM icon
98
3M
MMM
$94.3B
$317K 0.08%
2,162
+12
+0.6% +$1.94K
VIG icon
99
Vanguard Dividend Appreciation ETF
VIG
$114B
$315K 0.08%
2,052
-520
-20% -$82.9K
PNC icon
100
PNC Financial Services
PNC
$101B
$312K 0.08%
1,595
+17
+1% +$3.21K
2 3
4
5 6

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MW
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TAM
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SIA
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CCM
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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.