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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLRX icon
926
Pliant Therapeutics
PLRX
$65M
$12K ﹤0.01%
+700
New +$14.9K
PNW icon
927
Pinnacle West Capital
PNW
$12.2B
$12K ﹤0.01%
159
+6
+4% +$476
PUMP icon
928
ProPetro Holding
PUMP
$1.35B
$12K ﹤0.01%
1,345
– –
SEB icon
929
Seaboard Corp
SEB
$4.06B
$12K ﹤0.01%
3
– –
SSRM icon
930
SSR Mining
SSRM
$6.48B
$12K ﹤0.01%
828
– –
TECK icon
931
Teck Resources
TECK
$32.6B
$12K ﹤0.01%
474
+14
+3% +$321
TOL icon
932
Toll Brothers
TOL
$14.5B
$12K ﹤0.01%
225
– –
UMBF icon
933
UMB Financial
UMBF
$11.1B
$12K ﹤0.01%
122
– –
VRNS icon
934
Varonis Systems
VRNS
$5B
$12K ﹤0.01%
200
+50
+33% +$3.13K
WAL icon
935
Western Alliance Bancorporation
WAL
$8.87B
$12K ﹤0.01%
107
+20
+23% +$1.95K
WSBC icon
936
WesBanco
WSBC
$4B
$12K ﹤0.01%
345
+28
+9% +$927
WU icon
937
Western Union
WU
$2.21B
$12K ﹤0.01%
586
– –
EXD
938
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$12K ﹤0.01%
1,039
-7,961
-88% -$94.3K
PSB
939
DELISTED
PS Business Parks, Inc.
PSB
$12K ﹤0.01%
77
– –
ABEV icon
940
Ambev
ABEV
$46.4B
$11K ﹤0.01%
3,991
+450
+13% +$1.43K
AEE icon
941
Ameren
AEE
$30.1B
$11K ﹤0.01%
140
-9
-6% -$768
APPN icon
942
Appian
APPN
$2.48B
$11K ﹤0.01%
120
-100
-45% -$11.1K
AWR icon
943
American States Water
AWR
$3.46B
$11K ﹤0.01%
133
+39
+41% +$3.43K
BBT
944
Beacon Financial Corp
BBT
$2.66B
$11K ﹤0.01%
411
-17
-4% -$449
SLAI
945
DELISTED
SOLAI Ltd ADS
SLAI
$11K ﹤0.01%
+20
New +$10.6K
CAKE icon
946
Cheesecake Factory
CAKE
$5.33B
$11K ﹤0.01%
237
– –
CASY icon
947
Casey's General Stores
CASY
$30.9B
$11K ﹤0.01%
61
– –
CCOI icon
948
Cogent Communications
CCOI
$508M
$11K ﹤0.01%
149
– –
CHX
949
DELISTED
ChampionX
CHX
$11K ﹤0.01%
511
+78
+18% +$1.78K
CRDF icon
950
Cardiff Oncology
CRDF
$77.2M
$11K ﹤0.01%
1,700
– –
36 37
38
39 40

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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.