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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCI icon
876
Service Corp International
SCI
$11.6B
$14K ﹤0.01%
230
+5
+2% +$304
SWK icon
877
Stanley Black & Decker
SWK
$15.7B
$14K ﹤0.01%
79
+17
+27% +$3.31K
TDC icon
878
Teradata
TDC
$2.55B
$14K ﹤0.01%
239
– –
TFX icon
879
Teleflex
TFX
$5.98B
$14K ﹤0.01%
38
– –
TKC icon
880
Turkcell
TKC
$4.79B
$14K ﹤0.01%
3,116
+545
+21% +$2.52K
TRMB icon
881
Trimble
TRMB
$13.9B
$14K ﹤0.01%
170
+23
+16% +$2.02K
ROIC
882
DELISTED
Retail Opportunity Investments Corp.
ROIC
$14K ﹤0.01%
803
– –
ZEN
883
DELISTED
ZENDESK INC
ZEN
$14K ﹤0.01%
117
-65
-36% -$8.4K
LFC
884
DELISTED
China Life Insurance Company Ltd.
LFC
$14K ﹤0.01%
1,735
+315
+22% +$2.69K
HNP
885
DELISTED
Huaneng Power Intl, Inc.
HNP
$14K ﹤0.01%
667
+205
+44% +$3.51K
KSU
886
DELISTED
Kansas City Southern
KSU
$14K ﹤0.01%
53
+13
+33% +$3.62K
ADC icon
887
Agree Realty
ADC
$9.41B
$13K ﹤0.01%
190
+30
+19% +$2.18K
AGNC icon
888
AGNC Investment
AGNC
$12.9B
$13K ﹤0.01%
856
+194
+29% +$3.14K
AMG icon
889
Affiliated Managers Group
AMG
$9.76B
$13K ﹤0.01%
85
– –
ATHM icon
890
Autohome
ATHM
$2.62B
$13K ﹤0.01%
274
+96
+54% +$4.53K
AVAL icon
891
Grupo Aval
AVAL
$6.01B
$13K ﹤0.01%
2,303
+544
+31% +$3.04K
AXSM icon
892
Axsome Therapeutics
AXSM
$10.9B
$13K ﹤0.01%
400
-500
-56% -$19.5K
BEN icon
893
Franklin Resources
BEN
$17.2B
$13K ﹤0.01%
422
– –
BYSI icon
894
BeyondSpring
BYSI
$35.8M
$13K ﹤0.01%
803
+564
+236% +$10.1K
CRNC icon
895
Cerence
CRNC
$413M
$13K ﹤0.01%
140
– –
DBRG icon
896
DigitalBridge
DBRG
$2.95B
$13K ﹤0.01%
530
– –
FCX icon
897
Freeport-McMoran
FCX
$97.5B
$13K ﹤0.01%
397
-48
-11% -$1.69K
FRT icon
898
Federal Realty Investment Trust
FRT
$10.3B
$13K ﹤0.01%
107
– –
HI
899
DELISTED
Hillenbrand
HI
$13K ﹤0.01%
313
– –
LNT icon
900
Alliant Energy
LNT
$18B
$13K ﹤0.01%
241
+61
+34% +$3.6K
34 35
36
37 38

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MW
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TAM
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CCM
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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.