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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$287M
AUM Growth
+$22.5M
Cap. Flow
+$1.82M
Cap. Flow %
0.63%
Top 10 Hldgs %
58.07%
Holding
1,600
New
137
Increased
430
Reduced
262
Closed
73

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$1.2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$281K
3
CME icon
CME Group
CME
+$162K
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$141K
5
TFC icon
Truist Financial
TFC
+$133K

Top Sells

Rank Stock Value
1
VAL
Valaris plc Class A Ordinary Share
VAL
+$314K
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$269K
3
TSLA icon
Tesla
TSLA
+$243K
4
VT icon
Vanguard Total World Stock ETF
VT
+$179K
5
HYI
Western Asset High Yield Opportunity Fund Inc
HYI
+$172K

Sector Composition

Rank Sector Weight
1 Technology 9.28%
2 Financials 7.3%
3 Healthcare 4.81%
4 Communication Services 2.92%
5 Consumer Staples 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGB icon
826
Gerdau
GGB
$9.7B
$14K ﹤0.01%
3,636
– –
HOPE icon
827
Hope Bancorp
HOPE
$1.79B
$14K ﹤0.01%
929
– –
HTHT icon
828
Huazhu Hotels Group
HTHT
$13B
$14K ﹤0.01%
337
– –
IOVA icon
829
Iovance Biotherapeutics
IOVA
$2.87B
$14K ﹤0.01%
+500
New +$11.4K
JEF icon
830
Jefferies Financial Group
JEF
$13.1B
$14K ﹤0.01%
698
– –
LUV icon
831
Southwest Airlines
LUV
$23B
$14K ﹤0.01%
263
+78
+42% +$4.33K
MGA icon
832
Magna International
MGA
$18.8B
$14K ﹤0.01%
262
– –
NSA
833
DELISTED
National Storage Affiliates Trust
NSA
$14K ﹤0.01%
422
+343
+434% +$11.5K
NUE icon
834
Nucor
NUE
$62.1B
$14K ﹤0.01%
252
-12
-5% -$655
PRQR icon
835
ProQR Therapeutics
PRQR
$265M
$14K ﹤0.01%
1,400
+800
+133% +$6.23K
PTON icon
836
Peloton Interactive
PTON
$2.49B
$14K ﹤0.01%
+500
New +$13.5K
REPL icon
837
Replimune Group
REPL
$1.01B
$14K ﹤0.01%
+1,000
New +$14.4K
RS icon
838
Reliance Steel & Aluminium
RS
$21.6B
$14K ﹤0.01%
120
+18
+18% +$2.04K
SE icon
839
Sea Limited
SE
$69.5B
$14K ﹤0.01%
352
– –
SNBR
840
DELISTED
Sleep Number
SNBR
$14K ﹤0.01%
282
– –
SPR
841
DELISTED
Spirit AeroSystems
SPR
$14K ﹤0.01%
187
– –
XEC
842
DELISTED
CIMAREX ENERGY CO
XEC
$14K ﹤0.01%
273
+199
+269% +$9.26K
TLND
843
DELISTED
Talend S.A. American Depositary Shares
TLND
$14K ﹤0.01%
354
– –
CHL
844
DELISTED
China Mobile Limited
CHL
$14K ﹤0.01%
329
-659
-67% -$26.6K
GSH
845
DELISTED
Guangshen Railway Co. Ltd
GSH
$14K ﹤0.01%
853
-394
-32% -$6.35K
ABEO icon
846
Abeona Therapeutics
ABEO
$413M
$13K ﹤0.01%
+160
New +$11.3K
ALLE icon
847
Allegion
ALLE
$14.4B
$13K ﹤0.01%
106
– –
ALLY icon
848
Ally Financial
ALLY
$13.3B
$13K ﹤0.01%
410
+48
+13% +$1.5K
ASB icon
849
Associated Banc-Corp
ASB
$5.91B
$13K ﹤0.01%
595
– –
BALL icon
850
Ball Corp
BALL
$16.8B
$13K ﹤0.01%
208
+11
+6% +$745
32 33
34
35 36

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TAM
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CCM
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WCF
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Lindbrook Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Lindbrook Capital held 1,600 positions worth $287M, up 8.5% from $265M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q4 2019 filing shows 137 new, 430 increased, 262 reduced and 73 closed positions. Its largest new stake was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K. The largest sale was Valaris plc Class A Ordinary Share, an estimated $314K.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.5% a quarter earlier, followed by Financials and Healthcare.

  • Lindbrook Capital's largest Q4 2019 buy was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q4 2019, an estimated $1.2M increase.
  • Lindbrook Capital's biggest Q4 2019 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $269K.
  • Lindbrook Capital fully exited Valaris plc Class A Ordinary Share in Q4 2019, selling an estimated $314K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $287M portfolio in Q4 2019.
  • Lindbrook Capital opened 137 new positions and closed 73 in Q4 2019.
  • Lindbrook Capital's portfolio value rose 8.5% quarter-over-quarter to $287M.

Based on Lindbrook Capital's 13F filing for Q4 2019, filed 27 Jan 2020.