We are live on ! Find out more
LC

Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$287M
AUM Growth
+$22.5M
Cap. Flow
+$1.82M
Cap. Flow %
0.63%
Top 10 Hldgs %
58.07%
Holding
1,600
New
137
Increased
430
Reduced
262
Closed
73

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$1.2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$281K
3
CME icon
CME Group
CME
+$162K
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$141K
5
TFC icon
Truist Financial
TFC
+$133K

Top Sells

Rank Stock Value
1
VAL
Valaris plc Class A Ordinary Share
VAL
+$314K
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$269K
3
TSLA icon
Tesla
TSLA
+$243K
4
VT icon
Vanguard Total World Stock ETF
VT
+$179K
5
HYI
Western Asset High Yield Opportunity Fund Inc
HYI
+$172K

Sector Composition

Rank Sector Weight
1 Technology 9.28%
2 Financials 7.3%
3 Healthcare 4.81%
4 Communication Services 2.92%
5 Consumer Staples 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMOS
801
ChipMOS TECHNOLOGIES
IMOS
$1.83B
$16K 0.01%
706
– –
MSCI icon
802
MSCI
MSCI
$40.9B
$16K 0.01%
62
– –
PHI icon
803
PLDT
PHI
$4.33B
$16K 0.01%
813
-483
-37% -$10.1K
SPG icon
804
Simon Property Group
SPG
$72.3B
$16K 0.01%
105
-55
-34% -$8.25K
ARNA
805
DELISTED
Arena Pharmaceuticals Inc
ARNA
$16K 0.01%
345
– –
WPX
806
DELISTED
WPX Energy, Inc.
WPX
$16K 0.01%
1,198
+999
+502% +$10.7K
TCF
807
DELISTED
TCF Financial Corporation Common Stock
TCF
$16K 0.01%
347
– –
AEM icon
808
Agnico Eagle Mines
AEM
$90.5B
$15K 0.01%
247
+69
+39% +$4.01K
EGP icon
809
EastGroup Properties
EGP
$10.9B
$15K 0.01%
110
– –
FCX icon
810
Freeport-McMoran
FCX
$97.5B
$15K 0.01%
1,119
– –
KW
811
DELISTED
Kennedy-Wilson Holdings
KW
$15K 0.01%
674
– –
MFG icon
812
Mizuho Financial
MFG
$130B
$15K 0.01%
4,976
– –
NCMI icon
813
National CineMedia
NCMI
$378M
$15K 0.01%
210
– –
OGE icon
814
OGE Energy
OGE
$9.71B
$15K 0.01%
343
– –
RGA icon
815
Reinsurance Group of America
RGA
$16.1B
$15K 0.01%
95
– –
SNA icon
816
Snap-on
SNA
$21.5B
$15K 0.01%
88
– –
SWX icon
817
Southwest Gas
SWX
$6.67B
$15K 0.01%
194
+56
+41% +$4.55K
WU icon
818
Western Union
WU
$2.21B
$15K 0.01%
578
+51
+10% +$1.32K
XBI icon
819
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$15K 0.01%
158
– –
DISCK
820
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$15K 0.01%
478
– –
AFMD
821
DELISTED
Affimed
AFMD
$14K ﹤0.01%
500
-500
-50% -$13.4K
ARLP icon
822
Alliance Resource Partners
ARLP
$3.17B
$14K ﹤0.01%
1,320
+650
+97% +$7.8K
AVA icon
823
Avista
AVA
$3.24B
$14K ﹤0.01%
288
-230
-44% -$11K
CBOE icon
824
Cboe Global Markets
CBOE
$29.9B
$14K ﹤0.01%
116
– –
DAN icon
825
Dana Inc
DAN
$3.06B
$14K ﹤0.01%
774
– –
31 32
33
34 35

Similar funds

SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Lindbrook Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Lindbrook Capital held 1,600 positions worth $287M, up 8.5% from $265M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q4 2019 filing shows 137 new, 430 increased, 262 reduced and 73 closed positions. Its largest new stake was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K. The largest sale was Valaris plc Class A Ordinary Share, an estimated $314K.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.5% a quarter earlier, followed by Financials and Healthcare.

  • Lindbrook Capital's largest Q4 2019 buy was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q4 2019, an estimated $1.2M increase.
  • Lindbrook Capital's biggest Q4 2019 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $269K.
  • Lindbrook Capital fully exited Valaris plc Class A Ordinary Share in Q4 2019, selling an estimated $314K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $287M portfolio in Q4 2019.
  • Lindbrook Capital opened 137 new positions and closed 73 in Q4 2019.
  • Lindbrook Capital's portfolio value rose 8.5% quarter-over-quarter to $287M.

Based on Lindbrook Capital's 13F filing for Q4 2019, filed 27 Jan 2020.