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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBYI icon
751
Puma Biotechnology
PBYI
$454M
$20K 0.01%
2,793
– –
SNA icon
752
Snap-on
SNA
$21.5B
$20K 0.01%
97
– –
SQM icon
753
Sociedad Química y Minera de Chile
SQM
$20.6B
$20K 0.01%
370
– –
WD icon
754
Walker & Dunlop
WD
$1.53B
$20K 0.01%
180
+20
+13% +$2.1K
WING icon
755
Wingstop
WING
$3.18B
$20K 0.01%
121
– –
WIX icon
756
WIX.com
WIX
$2.52B
$20K 0.01%
103
+54
+110% +$13.4K
ORAN
757
DELISTED
Orange
ORAN
$20K 0.01%
1,835
-330
-15% -$3.71K
ALSN icon
758
Allison Transmission
ALSN
$9.82B
$19K 0.01%
530
– –
BCO icon
759
Brink's
BCO
$4.62B
$19K 0.01%
303
– –
BJ icon
760
BJs Wholesale Club
BJ
$12.3B
$19K 0.01%
354
– –
CBOE icon
761
Cboe Global Markets
CBOE
$29.9B
$19K 0.01%
154
– –
EVH icon
762
Evolent Health
EVH
$447M
$19K 0.01%
623
– –
GLOB icon
763
Globant
GLOB
$1.61B
$19K 0.01%
66
+5
+8% +$1.37K
GLW icon
764
Corning
GLW
$143B
$19K 0.01%
520
– –
GOSS icon
765
Gossamer Bio
GOSS
$87M
$19K 0.01%
+1,500
New +$13.8K
HCM icon
766
HUTCHMED
HCM
$2.17B
$19K 0.01%
513
– –
PAA icon
767
Plains All American Pipeline
PAA
$16.1B
$19K 0.01%
1,878
– –
PSO icon
768
Pearson
PSO
$9.9B
$19K 0.01%
1,954
+611
+45% +$6.63K
SJM icon
769
J.M. Smucker
SJM
$12.8B
$19K 0.01%
158
-6
-4% -$763
VIAV icon
770
Viavi Solutions
VIAV
$9.66B
$19K 0.01%
1,182
– –
WEN icon
771
Wendy's
WEN
$1.46B
$19K 0.01%
887
– –
XPEV icon
772
XPeng
XPEV
$11.6B
$19K 0.01%
526
+356
+209% +$14.1K
SUM
773
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$19K 0.01%
603
– –
SJR
774
DELISTED
Shaw Communications Inc.
SJR
$19K 0.01%
666
+121
+22% +$3.5K
CEA
775
DELISTED
China Eastern Airlines
CEA
$19K 0.01%
1,014
-86
-8% -$1.65K
29 30
31
32 33

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MW
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TAM
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SIA
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CCM
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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.