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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISRG icon
51
Intuitive Surgical
ISRG
$134B
$632K 0.17%
1,908
+27
+1% +$9.07K
VO icon
52
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$625K 0.16%
10,552
– –
ORCL icon
53
Oracle
ORCL
$423B
$614K 0.16%
7,047
+57
+0.8% +$5.04K
INTC icon
54
Intel
INTC
$513B
$612K 0.16%
11,485
+309
+3% +$16.8K
PG icon
55
Procter & Gamble
PG
$339B
$610K 0.16%
4,361
-22
-0.5% -$3.12K
UNH icon
56
UnitedHealth
UNH
$370B
$587K 0.15%
1,503
+13
+0.9% +$5.38K
ACR
57
ACRES Commercial Realty
ACR
$108M
$566K 0.15%
+35,000
New +$578K
JPST icon
58
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$566K 0.15%
11,150
-4,000
-26% -$203K
HTGC icon
59
Hercules Capital
HTGC
$3.23B
$553K 0.14%
33,272
-2,000
-6% -$34K
CSCO icon
60
Cisco
CSCO
$479B
$546K 0.14%
10,036
-5,637
-36% -$316K
REGN icon
61
Regeneron Pharmaceuticals
REGN
$80.8B
$544K 0.14%
899
+8
+0.9% +$4.97K
IGSB icon
62
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$531K 0.14%
9,727
-31,048
-76% -$1.7M
NFLX icon
63
Netflix
NFLX
$309B
$530K 0.14%
8,680
+1,210
+16% +$66.6K
BDX icon
64
Becton Dickinson
BDX
$48.2B
$519K 0.14%
2,163
+14
+0.7% +$3.43K
ZM icon
65
Zoom
ZM
$30.6B
$519K 0.14%
1,984
-31
-2% -$10.5K
ASML icon
66
ASML
ASML
$669B
$518K 0.14%
695
+10
+1% +$7.86K
BSX icon
67
Boston Scientific
BSX
$71.5B
$506K 0.13%
11,659
+8
+0.1% +$354
CMCSA icon
68
Comcast
CMCSA
$90B
$502K 0.13%
8,979
+56
+0.6% +$3.27K
BLK icon
69
Blackrock
BLK
$176B
$496K 0.13%
591
– –
PYPL icon
70
PayPal
PYPL
$50.5B
$493K 0.13%
1,894
+26
+1% +$7.38K
GILD icon
71
Gilead Sciences
GILD
$165B
$484K 0.13%
6,933
+28
+0.4% +$1.97K
ABBV icon
72
AbbVie
ABBV
$435B
$483K 0.13%
4,480
– –
NKE icon
73
Nike
NKE
$61.9B
$482K 0.13%
3,316
+111
+3% +$18.1K
MRK icon
74
Merck
MRK
$318B
$479K 0.13%
6,380
-3
-0% -$228
KLAC icon
75
KLA
KLAC
$259B
$462K 0.12%
13,810
+1,120
+9% +$37.4K
1 2
3
4 5

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TAM
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.