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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTVA icon
676
Corteva
CTVA
$51.3B
$24K 0.01%
565
-5
-0.9% -$216
DDOG icon
677
Datadog
DDOG
$84B
$24K 0.01%
167
+32
+24% +$4.04K
FMS icon
678
Fresenius Medical Care
FMS
$12.9B
$24K 0.01%
684
-82
-11% -$3.2K
ICLR icon
679
Icon
ICLR
$12.7B
$24K 0.01%
90
+7
+8% +$1.7K
IMNM icon
680
Immunome
IMNM
$2.83B
$24K 0.01%
+1,000
New +$17.4K
IPG
681
DELISTED
Interpublic Group of Companies
IPG
$24K 0.01%
647
– –
JNPR
682
DELISTED
Juniper Networks
JNPR
$24K 0.01%
883
+81
+10% +$2.28K
KIO
683
KKR Income Opportunities Fund
KIO
$457M
$24K 0.01%
1,451
+27
+2% +$443
NI icon
684
NiSource
NI
$20.4B
$24K 0.01%
976
-66
-6% -$1.65K
OXY icon
685
Occidental Petroleum
OXY
$55.9B
$24K 0.01%
805
-938
-54% -$25K
ROKU icon
686
Roku
ROKU
$22.7B
$24K 0.01%
76
-59
-44% -$22.2K
SF
687
Stifel
SF
$12.6B
$24K 0.01%
527
– –
TSLX icon
688
Sixth Street Specialty
TSLX
$1.81B
$24K 0.01%
1,093
+93
+9% +$2.13K
LSXMK
689
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$24K 0.01%
661
– –
EPR icon
690
EPR Properties
EPR
$4.77B
$23K 0.01%
470
– –
FTV icon
691
Fortive
FTV
$18.6B
$23K 0.01%
431
+25
+6% +$1.37K
KMX icon
692
CarMax
KMX
$8.26B
$23K 0.01%
182
– –
OMC icon
693
Omnicom Group
OMC
$23.4B
$23K 0.01%
313
-22
-7% -$1.64K
PEG icon
694
Public Service Enterprise Group
PEG
$37.7B
$23K 0.01%
380
– –
RBA icon
695
RB Global
RBA
$17.5B
$23K 0.01%
372
+62
+20% +$3.79K
SNV
696
DELISTED
Synovus
SNV
$23K 0.01%
518
-8
-2% -$338
TS icon
697
Tenaris
TS
$26.8B
$23K 0.01%
1,107
+254
+30% +$5.16K
GAP
698
The Gap Inc
GAP
$7.37B
$23K 0.01%
1,007
– –
IMPL
699
DELISTED
Impel Pharmaceuticals Inc. Common Stock
IMPL
$23K 0.01%
+1,900
New +$27.6K
CS
700
DELISTED
Credit Suisse Group
CS
$23K 0.01%
2,335
+405
+21% +$4.14K
26 27
28
29 30

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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.