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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFG icon
651
Citizens Financial Group
CFG
$30.6B
$26K 0.01%
554
+10
+2% +$439
DLB icon
652
Dolby
DLB
$5.79B
$26K 0.01%
293
– –
FINV
653
FinVolution Group
FINV
$1.15B
$26K 0.01%
4,536
+1,525
+51% +$10K
KALA icon
654
KALA BIO
KALA
$14.5M
$26K 0.01%
4
– –
MGY icon
655
Magnolia Oil & Gas
MGY
$5.94B
$26K 0.01%
1,450
– –
MKTX icon
656
MarketAxess Holdings
MKTX
$5.72B
$26K 0.01%
62
+1
+2% +$459
PEB icon
657
Pebblebrook Hotel Trust
PEB
$2.05B
$26K 0.01%
1,149
– –
SLYG icon
658
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.2B
$26K 0.01%
300
– –
SNBR
659
DELISTED
Sleep Number
SNBR
$26K 0.01%
282
-100
-26% -$9.92K
CLR
660
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$26K 0.01%
560
– –
ARCC icon
661
Ares Capital
ARCC
$14.4B
$25K 0.01%
1,248
– –
CINF icon
662
Cincinnati Financial
CINF
$27.1B
$25K 0.01%
215
+2
+0.9% +$237
DELL icon
663
Dell
DELL
$293B
$25K 0.01%
477
– –
ENOV icon
664
Enovis
ENOV
$1.53B
$25K 0.01%
311
– –
LBRDK icon
665
Liberty Broadband Class C
LBRDK
$5.15B
$25K 0.01%
144
-1
-0.7% -$180
RS icon
666
Reliance Steel & Aluminium
RS
$21.6B
$25K 0.01%
174
– –
WST icon
667
West Pharmaceutical
WST
$24.9B
$25K 0.01%
59
+9
+18% +$3.79K
ZTO icon
668
ZTO Express
ZTO
$17.9B
$25K 0.01%
808
+65
+9% +$1.86K
SWN
669
DELISTED
Southwestern Energy Company
SWN
$25K 0.01%
4,469
– –
NSL
670
DELISTED
NUVEEN SENIOR INCM FD
NSL
$25K 0.01%
4,269
-1,954,915
-100% -$11.4M
ALL icon
671
Allstate
ALL
$67.5B
$24K 0.01%
187
– –
BBDC icon
672
Barings BDC
BBDC
$965M
$24K 0.01%
2,136
+12
+0.6% +$129
BILI icon
673
Bilibili
BILI
$7.84B
$24K 0.01%
363
+114
+46% +$9.76K
CBSH icon
674
Commerce Bancshares
CBSH
$8.5B
$24K 0.01%
442
– –
CCEP icon
675
Coca-Cola Europacific Partners
CCEP
$47.9B
$24K 0.01%
440
-349
-44% -$20.8K
25 26
27
28 29

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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.