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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHKP icon
626
Check Point Software Technologies
CHKP
$13.1B
$28K 0.01%
252
+1
+0.4% +$122
CIG icon
627
CEMIG Preferred Shares
CIG
$6.01B
$28K 0.01%
18,774
+375
+2% +$527
EFX icon
628
Equifax
EFX
$21.4B
$28K 0.01%
109
+11
+11% +$2.86K
ERIC icon
629
Ericsson
ERIC
$33.3B
$28K 0.01%
2,493
-3
-0.1% -$35
FGB
630
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$28K 0.01%
7,000
-3,000
-30% -$12.3K
LNG icon
631
Cheniere Energy
LNG
$52.9B
$28K 0.01%
285
+20
+8% +$1.75K
PAYX icon
632
Paychex
PAYX
$42.7B
$28K 0.01%
251
– –
PINS icon
633
Pinterest
PINS
$13.4B
$28K 0.01%
554
-763
-58% -$46.9K
SC
634
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$28K 0.01%
682
+17
+3% +$700
ALGN icon
635
Align Technology
ALGN
$12.3B
$27K 0.01%
41
+18
+78% +$12.2K
BN icon
636
Brookfield
BN
$108B
$27K 0.01%
933
– –
CRTO icon
637
Criteo S.A. Ordinary Shares
CRTO
$923M
$27K 0.01%
728
-31
-4% -$1.19K
CTSH icon
638
Cognizant
CTSH
$26B
$27K 0.01%
359
+4
+1% +$295
ELS icon
639
Equity Lifestyle Properties
ELS
$12.6B
$27K 0.01%
341
– –
GWW icon
640
W.W. Grainger
GWW
$60.2B
$27K 0.01%
69
– –
JBHT icon
641
JB Hunt Transport Services
JBHT
$25.2B
$27K 0.01%
163
+10
+7% +$1.71K
LYB icon
642
LyondellBasell Industries
LYB
$19.2B
$27K 0.01%
293
-14
-5% -$1.37K
MEOH icon
643
Methanex
MEOH
$4.12B
$27K 0.01%
597
+128
+27% +$4.63K
MLCO icon
644
Melco Resorts & Entertainment
MLCO
$2.14B
$27K 0.01%
2,664
+693
+35% +$9.12K
OKE icon
645
Oneok
OKE
$54.5B
$27K 0.01%
463
+37
+9% +$1.99K
OSIS icon
646
OSI Systems
OSIS
$3.89B
$27K 0.01%
289
– –
UNFI icon
647
United Natural Foods
UNFI
$2.85B
$27K 0.01%
551
– –
AUTL
648
Autolus Therapeutics
AUTL
$562M
$26K 0.01%
3,916
-3,966
-50% -$25.1K
BSBR icon
649
Santander
BSBR
$43.5B
$26K 0.01%
4,120
+81
+2% +$584
CAE icon
650
CAE Inc. Common Shares
CAE
$8.74B
$26K 0.01%
878
+87
+11% +$2.58K
24 25
26
27 28

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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.