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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$287M
AUM Growth
+$22.5M
Cap. Flow
+$1.82M
Cap. Flow %
0.63%
Top 10 Hldgs %
58.07%
Holding
1,600
New
137
Increased
430
Reduced
262
Closed
73

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$1.2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$281K
3
CME icon
CME Group
CME
+$162K
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$141K
5
TFC icon
Truist Financial
TFC
+$133K

Top Sells

Rank Stock Value
1
VAL
Valaris plc Class A Ordinary Share
VAL
+$314K
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$269K
3
TSLA icon
Tesla
TSLA
+$243K
4
VT icon
Vanguard Total World Stock ETF
VT
+$179K
5
HYI
Western Asset High Yield Opportunity Fund Inc
HYI
+$172K

Sector Composition

Rank Sector Weight
1 Technology 9.28%
2 Financials 7.3%
3 Healthcare 4.81%
4 Communication Services 2.92%
5 Consumer Staples 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXX icon
601
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$147M
$30K 0.01%
+31
New +$37.5K
WTM icon
602
White Mountains Insurance
WTM
$5.13B
$30K 0.01%
27
– –
ROIC
603
DELISTED
Retail Opportunity Investments Corp.
ROIC
$30K 0.01%
1,700
– –
NBEV
604
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
$30K 0.01%
16,500
– –
EHT
605
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
$30K 0.01%
3,000
– –
VAR
606
DELISTED
Varian Medical Systems, Inc.
VAR
$30K 0.01%
214
– –
TIF
607
DELISTED
Tiffany & Co.
TIF
$30K 0.01%
228
+40
+21% +$4.73K
AIZ icon
608
Assurant
AIZ
$14.3B
$29K 0.01%
218
– –
AMCR icon
609
Amcor
AMCR
$22.1B
$29K 0.01%
542
-236
-30% -$11.8K
BIT icon
610
BlackRock Multi-Sector Income Trust
BIT
$702M
$29K 0.01%
1,803
+39
+2% +$663
CLSD
611
DELISTED
Clearside Biomedical
CLSD
$29K 0.01%
+667
New +$14K
DEA
612
Easterly Government Properties
DEA
$1.18B
$29K 0.01%
485
+66
+16% +$3.72K
TRI icon
613
Thomson Reuters
TRI
$44.1B
$29K 0.01%
379
– –
UGP icon
614
Ultrapar
UGP
$6.54B
$29K 0.01%
4,647
– –
UL icon
615
Unilever
UL
$136B
$29K 0.01%
444
– –
WDC icon
616
Western Digital
WDC
$150B
$29K 0.01%
602
– –
ORAN
617
DELISTED
Orange
ORAN
$29K 0.01%
1,989
+287
+17% +$4.51K
SNP
618
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$29K 0.01%
487
+282
+138% +$16.4K
XLNX
619
DELISTED
Xilinx Inc
XLNX
$29K 0.01%
296
-25
-8% -$2.35K
SIVB
620
DELISTED
SVB Financial Group
SIVB
$29K 0.01%
115
– –
ATEC icon
621
Alphatec Holdings
ATEC
$1.44B
$28K 0.01%
4,000
-3,000
-43% -$19.3K
DON icon
622
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$28K 0.01%
+730
New +$27K
EPR icon
623
EPR Properties
EPR
$4.77B
$28K 0.01%
393
– –
FBIN icon
624
Fortune Brands Innovations
FBIN
$6.06B
$28K 0.01%
495
– –
IMO icon
625
Imperial Oil
IMO
$60.4B
$28K 0.01%
1,061
-23
-2% -$582
23 24
25
26 27

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MW
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TAM
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WCF
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Lindbrook Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Lindbrook Capital held 1,600 positions worth $287M, up 8.5% from $265M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q4 2019 filing shows 137 new, 430 increased, 262 reduced and 73 closed positions. Its largest new stake was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K. The largest sale was Valaris plc Class A Ordinary Share, an estimated $314K.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.5% a quarter earlier, followed by Financials and Healthcare.

  • Lindbrook Capital's largest Q4 2019 buy was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q4 2019, an estimated $1.2M increase.
  • Lindbrook Capital's biggest Q4 2019 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $269K.
  • Lindbrook Capital fully exited Valaris plc Class A Ordinary Share in Q4 2019, selling an estimated $314K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $287M portfolio in Q4 2019.
  • Lindbrook Capital opened 137 new positions and closed 73 in Q4 2019.
  • Lindbrook Capital's portfolio value rose 8.5% quarter-over-quarter to $287M.

Based on Lindbrook Capital's 13F filing for Q4 2019, filed 27 Jan 2020.