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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARGX icon
501
argenx
ARGX
$54.1B
$40K 0.01%
131
+31
+31% +$9.82K
BIT icon
502
BlackRock Multi-Sector Income Trust
BIT
$702M
$40K 0.01%
2,115
-958
-31% -$17.9K
FTS icon
503
Fortis
FTS
$28.7B
$40K 0.01%
911
-18
-2% -$815
IGA
504
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
$40K 0.01%
4,000
– –
LOGI icon
505
Logitech
LOGI
$15.2B
$40K 0.01%
450
-127
-22% -$13.7K
CYPH
506
Cypherpunk Technologies Inc
CYPH
$73.3M
$40K 0.01%
1,000
+900
+900% +$16.9K
MKC icon
507
McCormick & Company Non-Voting
MKC
$14.2B
$40K 0.01%
490
-120
-20% -$10.3K
ODFL icon
508
Old Dominion Freight Line
ODFL
$44.9B
$40K 0.01%
280
-102
-27% -$14.2K
ROK icon
509
Rockwell Automation
ROK
$49B
$40K 0.01%
137
+9
+7% +$2.76K
ZS icon
510
Zscaler
ZS
$27.3B
$40K 0.01%
153
+16
+12% +$4.02K
TARO
511
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
$40K 0.01%
628
-20
-3% -$1.38K
ZNH
512
DELISTED
China Southern Airlines Company Limited
ZNH
$40K 0.01%
1,449
-27
-2% -$761
AVB icon
513
AvalonBay Communities
AVB
$26.8B
$39K 0.01%
175
+7
+4% +$1.57K
CCL icon
514
Carnival Corporation Ltd
CCL
$39.7B
$39K 0.01%
1,548
+1,198
+342% +$27.9K
ETSY icon
515
Etsy
ETSY
$7.85B
$39K 0.01%
188
+46
+32% +$9.33K
IMMP
516
Immutep
IMMP
$56.9M
$39K 0.01%
+10,000
New +$37.3K
PARA
517
DELISTED
Paramount Global Class B
PARA
$39K 0.01%
998
-263
-21% -$10.7K
TCOM icon
518
Trip.com Group
TCOM
$29.1B
$39K 0.01%
1,268
+205
+19% +$5.9K
WMK icon
519
Weis Markets
WMK
$1.86B
$39K 0.01%
746
+9
+1% +$488
CRL icon
520
Charles River Laboratories
CRL
$12.8B
$38K 0.01%
93
-5
-5% -$2.08K
CVE icon
521
Cenovus Energy
CVE
$52.1B
$38K 0.01%
3,783
+248
+7% +$2.12K
DFS
522
DELISTED
Discover Financial Services
DFS
$38K 0.01%
312
+16
+5% +$2.01K
HYFM icon
523
Hydrofarm Holdings
HYFM
$7.62M
$38K 0.01%
100
– –
MTB icon
524
M&T Bank
MTB
$36.2B
$38K 0.01%
255
+57
+29% +$7.9K
NUE icon
525
Nucor
NUE
$62.1B
$38K 0.01%
387
+17
+5% +$1.81K
19 20
21
22 23

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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.