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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+0.57%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$5.49M
Cap. Flow
+$4.3M
Cap. Flow %
1.62%
Top 10 Hldgs %
57.87%
Holding
1,598
New
101
Increased
425
Reduced
365
Closed
134

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$889K
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$780K
4
CRM icon
Salesforce
CRM
+$422K
5
NSL
NUVEEN SENIOR INCM FD
NSL
+$374K

Top Sells

Rank Stock Value
1
ESV
Ensco Rowan plc
ESV
+$561K
2
DATA
Tableau Software, Inc.
DATA
+$420K
3
HSBC icon
HSBC
HSBC
+$171K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$159K
5
TSLA icon
Tesla
TSLA
+$143K

Sector Composition

Rank Sector Weight
1 Technology 8.51%
2 Financials 7.43%
3 Healthcare 4.54%
4 Communication Services 2.9%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFR icon
501
Cullen/Frost Bankers
CFR
$10.2B
$38K 0.01%
426
– –
NKX icon
502
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$38K 0.01%
2,500
-2,500
-50% -$37.8K
NTES icon
503
NetEase
NTES
$84.7B
$38K 0.01%
705
+40
+6% +$2.04K
RF icon
504
Regions Financial
RF
$26.8B
$38K 0.01%
2,418
+386
+19% +$5.83K
DAL icon
505
Delta Air Lines
DAL
$60.1B
$37K 0.01%
639
+49
+8% +$2.9K
FMC icon
506
FMC
FMC
$1.33B
$37K 0.01%
425
– –
KIO
507
KKR Income Opportunities Fund
KIO
$457M
$37K 0.01%
2,346
+56
+2% +$872
PBR icon
508
Petrobras
PBR
$116B
$37K 0.01%
2,581
+1,233
+91% +$18.1K
WCN
509
Waste Connections
WCN
$42B
$37K 0.01%
406
– –
WDFC icon
510
WD-40
WDFC
$3.15B
$37K 0.01%
202
– –
VGR
511
DELISTED
Vector Group Ltd.
VGR
$37K 0.01%
4,370
-148
-3% -$1.13K
GWPH
512
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$37K 0.01%
325
– –
ASX icon
513
ASE Group
ASX
$82.2B
$36K 0.01%
8,164
– –
CP icon
514
Canadian Pacific Kansas City
CP
$80.5B
$36K 0.01%
805
+65
+9% +$3.06K
HMC icon
515
Honda
HMC
$41.3B
$36K 0.01%
1,371
-2,650
-66% -$66.8K
MDB icon
516
MongoDB
MDB
$32.1B
$36K 0.01%
300
– –
MPLX icon
517
MPLX
MPLX
$59.7B
$36K 0.01%
1,275
– –
MTD icon
518
Mettler-Toledo International
MTD
$28.6B
$36K 0.01%
51
+3
+6% +$2.2K
OSIS icon
519
OSI Systems
OSIS
$3.89B
$36K 0.01%
351
– –
ROK icon
520
Rockwell Automation
ROK
$49B
$36K 0.01%
217
-15
-6% -$2.37K
RVTY icon
521
Revvity
RVTY
$12.8B
$36K 0.01%
428
+27
+7% +$2.36K
EIGR
522
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$36K 0.01%
+117
New +$38K
MGU
523
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$36K 0.01%
1,500
– –
PTR
524
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$36K 0.01%
706
+642
+1,003% +$33.3K
ATEC icon
525
Alphatec Holdings
ATEC
$1.44B
$35K 0.01%
7,000
+2,000
+40% +$10.4K
19 20
21
22 23

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TAM
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CCM
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WCF
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Lindbrook Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Lindbrook Capital held 1,598 positions worth $265M, up 2.1% from $259M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q3 2019 filing shows 101 new, 425 increased, 365 reduced and 134 closed positions. Its largest new stake was Valaris plc Class A Ordinary Share: 65,375 shares worth $314K. The largest sale was Ensco Rowan plc, an estimated $561K.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.2% a quarter earlier, followed by Financials and Healthcare.

  • Lindbrook Capital's largest Q3 2019 buy was Valaris plc Class A Ordinary Share: 65,375 shares worth $314K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q3 2019, an estimated $2M increase.
  • Lindbrook Capital's biggest Q3 2019 reduction was HSBC, cutting an estimated $171K.
  • Lindbrook Capital fully exited Ensco Rowan plc in Q3 2019, selling an estimated $561K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $265M portfolio in Q3 2019.
  • Lindbrook Capital opened 101 new positions and closed 134 in Q3 2019.
  • Lindbrook Capital's portfolio value rose 2.1% quarter-over-quarter to $265M.

Based on Lindbrook Capital's 13F filing for Q3 2019, filed 31 Oct 2019.