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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
D icon
476
Dominion Energy
D
$59.3B
$44K 0.01%
597
-157
-21% -$12K
SHY icon
477
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$44K 0.01%
514
– –
TSN icon
478
Tyson Foods
TSN
$20.4B
$44K 0.01%
555
+22
+4% +$1.66K
CMI icon
479
Cummins
CMI
$88.7B
$43K 0.01%
191
+5
+3% +$1.17K
ELP
480
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$43K 0.01%
8,229
– –
IEX icon
481
IDEX
IEX
$17.3B
$43K 0.01%
209
+5
+2% +$1.11K
PTGX icon
482
Protagonist Therapeutics
PTGX
$9.44B
$43K 0.01%
2,450
+2,000
+444% +$85.3K
URI icon
483
United Rentals
URI
$72.4B
$43K 0.01%
123
+6
+5% +$2.01K
AGEN
484
Agenus
AGEN
$290M
$42K 0.01%
+408
New +$46.1K
ANSS
485
DELISTED
Ansys
ANSS
$42K 0.01%
123
– –
KDP icon
486
Keurig Dr Pepper
KDP
$40.8B
$42K 0.01%
1,230
+17
+1% +$594
PDD icon
487
Pinduoduo
PDD
$131B
$42K 0.01%
458
+143
+45% +$13.9K
SBAC icon
488
SBA Communications
SBAC
$19.5B
$42K 0.01%
126
– –
SU icon
489
Suncor Energy
SU
$70.3B
$42K 0.01%
2,025
+96
+5% +$1.92K
WIT icon
490
Wipro
WIT
$20B
$42K 0.01%
9,510
+1,982
+26% +$8.67K
WPC icon
491
W.P. Carey
WPC
$16.4B
$42K 0.01%
585
– –
LSI
492
DELISTED
Life Storage, Inc.
LSI
$42K 0.01%
367
– –
EPAM icon
493
EPAM Systems
EPAM
$5.03B
$41K 0.01%
72
+4
+6% +$2.35K
GRWG icon
494
GrowGeneration
GRWG
$90.7M
$41K 0.01%
1,650
– –
PPLI
495
People Inc
PPLI
$3.1B
$41K 0.01%
380
-20
-5% -$2.2K
MTD icon
496
Mettler-Toledo International
MTD
$28.6B
$41K 0.01%
30
– –
RITM icon
497
Rithm Capital
RITM
$5.69B
$41K 0.01%
3,695
+2,023
+121% +$20.8K
SENS icon
498
Senseonics Holdings Inc
SENS
$366M
$41K 0.01%
609
+9
+2% +$611
SFM icon
499
Sprouts Farmers Market
SFM
$8.01B
$41K 0.01%
1,774
-112
-6% -$2.73K
XEC
500
DELISTED
CIMAREX ENERGY CO
XEC
$41K 0.01%
473
-37
-7% -$2.57K
18 19
20
21 22

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MW
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TAM
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CCM
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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.