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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-2.38%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$894M
AUM Growth
-$45.6M
Cap. Flow
-$16.9M
Cap. Flow %
-1.9%
Top 10 Hldgs %
46.04%
Holding
2,887
New
179
Increased
1,150
Reduced
723
Closed
200

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.09M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.05M
3
VTV icon
Vanguard Morningstar Value ETF
VTV
+$998K
4
OKE icon
Oneok
OKE
+$877K
5
KMI icon
Kinder Morgan
KMI
+$786K

Top Sells

Rank Stock Value
1
OCSL icon
Oaktree Specialty Lending
OCSL
+$7.4M
2
NVCR icon
NovoCure
NVCR
+$2.21M
3
VRTX icon
Vertex Pharmaceuticals
VRTX
+$1.87M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62M
5
NVDA icon
NVIDIA
NVDA
+$1.52M

Sector Composition

Rank Sector Weight
1 Financials 16.87%
2 Technology 14.74%
3 Healthcare 5.91%
4 Consumer Discretionary 3.51%
5 Industrials 3.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJR icon
26
iShares Core S&P Small-Cap ETF
IJR
$112B
$6.1M 0.68%
64,709
+2,068
+3% +$207K
AXSM icon
27
Axsome Therapeutics
AXSM
$10.9B
$5.89M 0.66%
84,319
-150
-0.2% -$11.2K
SOXX icon
28
iShares Semiconductor ETF
SOXX
$48.7B
$5.45M 0.61%
34,512
-36
-0.1% -$6K
BRK.B icon
29
Berkshire Hathaway Class B
BRK.B
$1.13T
$5.42M 0.61%
15,482
+1,350
+10% +$479K
NMFC icon
30
New Mountain Finance
NMFC
$732M
$5.09M 0.57%
393,175
+16,750
+4% +$214K
JPM icon
31
JPMorgan Chase
JPM
$950B
$4.98M 0.56%
34,313
-1,511
-4% -$227K
BAC icon
32
Bank of America
BAC
$442B
$4.87M 0.54%
177,772
-11,133
-6% -$329K
VO icon
33
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$4.6M 0.51%
88,308
+8,568
+11% +$470K
TMO icon
34
Thermo Fisher Scientific
TMO
$220B
$4.57M 0.51%
9,035
+199
+2% +$106K
HON icon
35
Honeywell
HON
$78B
$4.44M 0.5%
25,512
+110
+0.4% +$20.1K
PPA icon
36
Invesco Aerospace & Defense ETF
PPA
$8.7B
$4.41M 0.49%
55,273
-195
-0.4% -$16.3K
IYJ icon
37
iShares US Industrials ETF
IYJ
$2.02B
$4.4M 0.49%
43,565
-5
-0% -$531
FDN icon
38
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
$4.23M 0.47%
26,532
+5
+0% +$831
CME icon
39
CME Group
CME
$94.8B
$4.21M 0.47%
21,002
+269
+1% +$53.5K
CHI
40
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$4.13M 0.46%
392,314
-10,150
-3% -$111K
VCR icon
41
Vanguard Consumer Discretionary ETF
VCR
$6.33B
$4.12M 0.46%
15,296
+15
+0.1% +$4.26K
VB icon
42
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$3.91M 0.44%
20,700
+2,785
+16% +$555K
META icon
43
Meta Platforms (Facebook)
META
$1.51T
$3.83M 0.43%
12,749
-1,743
-12% -$525K
VTV icon
44
Vanguard Morningstar Value ETF
VTV
$191B
$3.54M 0.4%
25,683
+6,968
+37% +$998K
XLK icon
45
State Street Technology Select Sector SPDR ETF
XLK
$124B
$3.48M 0.39%
42,454
+208
+0.5% +$17.8K
XBI icon
46
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$3.48M 0.39%
47,647
+560
+1% +$44.7K
COIN icon
47
Coinbase
COIN
$40.5B
$3.47M 0.39%
46,175
+9,100
+25% +$767K
VT icon
48
Vanguard Total World Stock ETF
VT
$79.8B
$3.31M 0.37%
35,571
-3,478
-9% -$338K
VOO icon
49
Vanguard S&P 500 ETF
VOO
$1.01T
$3.27M 0.37%
8,320
-1,191
-13% -$487K
TSLA icon
50
Tesla
TSLA
$1.3T
$3.13M 0.35%
12,496
+1,325
+12% +$340K
1
2
3 4 5

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Lindbrook Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Lindbrook Capital held 2,887 positions worth $894M, down 4.8% from $939M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Lindbrook Capital's Q3 2023 filing shows 179 new, 1,150 increased, 723 reduced and 200 closed positions. Its largest new stake was NuStar Energy L.P.: 17,923 shares worth $313K. The largest sale was Oaktree Specialty Lending, an estimated $7.4M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 16% a quarter earlier, followed by Technology and Healthcare.

  • Lindbrook Capital's largest Q3 2023 buy was NuStar Energy L.P.: 17,923 shares worth $313K.
  • Lindbrook Capital added most to Vanguard Morningstar Total Stock Market ETF in Q3 2023, an estimated $1.09M increase.
  • Lindbrook Capital's biggest Q3 2023 reduction was Oaktree Specialty Lending, cutting an estimated $7.4M.
  • Lindbrook Capital fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $912K.
  • Lindbrook Capital's ten largest holdings make up 46% of its $894M portfolio in Q3 2023.
  • Lindbrook Capital opened 179 new positions and closed 200 in Q3 2023.
  • Lindbrook Capital's portfolio value fell 4.8% quarter-over-quarter to $894M.

Based on Lindbrook Capital's 13F filing for Q3 2023, filed 25 Oct 2023.