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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
26
iShares Russell 2000 ETF
IWM
$83B
$1.81M 0.47%
8,268
-56
-0.7% -$12.4K
VWO icon
27
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$1.62M 0.42%
32,341
– –
BXMT icon
28
Blackstone Mortgage Trust
BXMT
$2.38B
$1.59M 0.42%
52,433
+1,019
+2% +$32.3K
BRK.B icon
29
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.34M 0.35%
4,912
+21
+0.4% +$5.9K
AMD icon
30
Advanced Micro Devices
AMD
$789B
$1.12M 0.29%
10,895
+112
+1% +$11.4K
AVO icon
31
Mission Produce
AVO
$1.17B
$1.02M 0.27%
55,400
– –
V icon
32
Visa
V
$677B
$1M 0.26%
4,489
+31
+0.7% +$7.27K
HD icon
33
Home Depot
HD
$355B
$993K 0.26%
3,024
+21
+0.7% +$6.89K
CRM icon
34
Salesforce
CRM
$158B
$975K 0.26%
3,595
+470
+15% +$119K
JPM icon
35
JPMorgan Chase
JPM
$950B
$893K 0.23%
5,457
+42
+0.8% +$6.58K
GLD icon
36
SPDR Gold Trust
GLD
$141B
$856K 0.22%
5,211
+5
+0.1% +$837
NIO icon
37
NIO
NIO
$11.9B
$849K 0.22%
23,822
+5,263
+28% +$216K
BRK.A icon
38
Berkshire Hathaway Class A
BRK.A
$1.12T
$823K 0.22%
2
– –
BAC icon
39
Bank of America
BAC
$442B
$815K 0.21%
19,208
-1,801
-9% -$72.5K
MA icon
40
Mastercard
MA
$493B
$811K 0.21%
2,334
-34
-1% -$12.4K
ADBE icon
41
Adobe
ADBE
$105B
$805K 0.21%
1,398
-7
-0.5% -$4.41K
SHOP icon
42
Shopify
SHOP
$195B
$772K 0.2%
5,690
+390
+7% +$58.4K
SBUX icon
43
Starbucks
SBUX
$120B
$754K 0.2%
6,832
+9
+0.1% +$1.05K
TSM icon
44
TSMC
TSM
$2.18T
$744K 0.2%
6,665
-72
-1% -$8.45K
OBDC icon
45
Blue Owl Capital
OBDC
$5.74B
$690K 0.18%
48,881
– –
JNJ icon
46
Johnson & Johnson
JNJ
$625B
$686K 0.18%
4,246
-895
-17% -$153K
TEAM icon
47
Atlassian
TEAM
$37.8B
$672K 0.18%
1,718
+48
+3% +$16K
MDT icon
48
Medtronic
MDT
$112B
$665K 0.17%
5,304
+41
+0.8% +$5.31K
VB icon
49
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$656K 0.17%
2,998
+220
+8% +$48.9K
DHR icon
50
Danaher
DHR
$144B
$639K 0.17%
2,368
+30
+1% +$8.17K
1
2
3 4 5

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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.