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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KEP icon
426
Korea Electric Power
KEP
$16B
$52K 0.01%
5,238
-186
-3% -$1.95K
MASI
427
DELISTED
Masimo
MASI
$52K 0.01%
191
+3
+2% +$813
PGR icon
428
Progressive
PGR
$125B
$52K 0.01%
574
-1
-0.2% -$95
RA
429
Brookfield Real Assets Income Fund
RA
$708M
$52K 0.01%
2,487
+66
+3% +$1.46K
BIDU icon
430
Baidu
BIDU
$37.2B
$51K 0.01%
333
+27
+9% +$4.43K
CRWD icon
431
CrowdStrike
CRWD
$218B
$51K 0.01%
832
-12
-1% -$774
EPP icon
432
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
$51K 0.01%
1,040
– –
GSK icon
433
GSK
GSK
$106B
$51K 0.01%
1,070
+65
+6% +$3.27K
HAL icon
434
Halliburton
HAL
$26.6B
$51K 0.01%
2,363
+11
+0.5% +$225
HQH
435
abrdn Healthcare Investors
HQH
$1.32B
$51K 0.01%
2,000
– –
HYG icon
436
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$51K 0.01%
583
– –
LNC icon
437
Lincoln National
LNC
$8.81B
$51K 0.01%
742
+61
+9% +$3.98K
MAA icon
438
Mid-America Apartment Communities
MAA
$15.7B
$51K 0.01%
275
– –
CPRI icon
439
Capri Holdings
CPRI
$1.74B
$50K 0.01%
1,040
– –
MGM icon
440
MGM Resorts International
MGM
$11.2B
$50K 0.01%
1,153
– –
NTR icon
441
Nutrien
NTR
$30.7B
$50K 0.01%
777
+21
+3% +$1.28K
SYF icon
442
Synchrony
SYF
$25.6B
$50K 0.01%
1,014
-40
-4% -$1.94K
BAX icon
443
Baxter International
BAX
$14.2B
$49K 0.01%
614
-4
-0.6% -$316
FHN icon
444
First Horizon
FHN
$12.1B
$49K 0.01%
2,981
+210
+8% +$3.35K
IJT icon
445
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
$49K 0.01%
374
– –
MFC icon
446
Manulife Financial
MFC
$73.5B
$49K 0.01%
2,551
-293
-10% -$5.7K
PCAR icon
447
PACCAR
PCAR
$70.1B
$49K 0.01%
924
+144
+18% +$7.99K
DCUE
448
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$49K 0.01%
500
– –
BNS icon
449
Scotiabank
BNS
$108B
$48K 0.01%
787
+59
+8% +$3.69K
CM icon
450
Canadian Imperial Bank of Commerce
CM
$108B
$48K 0.01%
854
+64
+8% +$3.69K
16 17
18
19 20

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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.