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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLI icon
401
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$59K 0.02%
600
-393
-40% -$40.4K
ACM icon
402
Aecom
ACM
$9.75B
$58K 0.02%
917
– –
MCK icon
403
McKesson
MCK
$101B
$58K 0.02%
291
+13
+5% +$2.6K
TECH icon
404
Bio-Techne
TECH
$11.3B
$58K 0.02%
476
+16
+3% +$1.95K
CYBR
405
DELISTED
CyberArk
CYBR
$57K 0.01%
363
+10
+3% +$1.52K
DB icon
406
Deutsche Bank
DB
$71.5B
$57K 0.01%
4,462
+366
+9% +$4.59K
GIS icon
407
General Mills
GIS
$19.7B
$57K 0.01%
951
-63
-6% -$3.72K
RCL icon
408
Royal Caribbean
RCL
$85.6B
$57K 0.01%
643
+78
+14% +$6.31K
COF icon
409
Capital One
COF
$134B
$56K 0.01%
344
+21
+7% +$3.43K
E icon
410
ENI
E
$77.5B
$56K 0.01%
2,110
+105
+5% +$2.56K
VFH icon
411
Vanguard Financials ETF
VFH
$13.6B
$56K 0.01%
600
– –
GMAB icon
412
Genmab
GMAB
$19.5B
$55K 0.01%
1,265
+100
+9% +$4.49K
GNTX icon
413
Gentex
GNTX
$5.07B
$55K 0.01%
1,654
+52
+3% +$1.68K
ROST icon
414
Ross Stores
ROST
$81.9B
$55K 0.01%
503
+46
+10% +$5.51K
AROC icon
415
Archrock
AROC
$5.8B
$54K 0.01%
6,509
– –
CNP icon
416
CenterPoint Energy
CNP
$26.8B
$54K 0.01%
2,189
+1,838
+524% +$47K
MOS icon
417
The Mosaic Company
MOS
$7.33B
$54K 0.01%
1,510
– –
PRU icon
418
Prudential Financial
PRU
$41.8B
$54K 0.01%
518
– –
RPV icon
419
Invesco S&P 500 Pure Value ETF
RPV
$1.68B
$54K 0.01%
712
– –
CLDX icon
420
Celldex Therapeutics
CLDX
$3.28B
$53K 0.01%
+990
New +$46.5K
GPC icon
421
Genuine Parts
GPC
$18.7B
$53K 0.01%
434
– –
ICE icon
422
Intercontinental Exchange
ICE
$84.4B
$53K 0.01%
465
-60
-11% -$7.12K
WEC icon
423
WEC Energy
WEC
$35.1B
$53K 0.01%
604
+25
+4% +$2.35K
CRH icon
424
CRH
CRH
$66.8B
$52K 0.01%
1,111
+113
+11% +$5.73K
EQNR icon
425
Equinor
EQNR
$92.4B
$52K 0.01%
2,052
+82
+4% +$1.76K
15 16
17
18 19

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TAM
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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.