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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+0.57%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$5.49M
Cap. Flow
+$4.3M
Cap. Flow %
1.62%
Top 10 Hldgs %
57.87%
Holding
1,598
New
101
Increased
425
Reduced
365
Closed
134

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$889K
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$780K
4
CRM icon
Salesforce
CRM
+$422K
5
NSL
NUVEEN SENIOR INCM FD
NSL
+$374K

Top Sells

Rank Stock Value
1
ESV
Ensco Rowan plc
ESV
+$561K
2
DATA
Tableau Software, Inc.
DATA
+$420K
3
HSBC icon
HSBC
HSBC
+$171K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$159K
5
TSLA icon
Tesla
TSLA
+$143K

Sector Composition

Rank Sector Weight
1 Technology 8.51%
2 Financials 7.43%
3 Healthcare 4.54%
4 Communication Services 2.9%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PACW
376
DELISTED
PacWest Bancorp
PACW
$57K 0.02%
1,574
+27
+2% +$975
ALC icon
377
Alcon
ALC
$35B
$56K 0.02%
+962
New +$57.7K
BBVA icon
378
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$56K 0.02%
10,855
+1,709
+19% +$8.76K
LNC icon
379
Lincoln National
LNC
$8.81B
$56K 0.02%
928
+15
+2% +$897
OVV icon
380
Ovintiv
OVV
$16.4B
$56K 0.02%
2,423
+2,104
+660% +$48.2K
QSR icon
381
Restaurant Brands International
QSR
$25.8B
$56K 0.02%
786
– –
ABB
382
DELISTED
ABB Ltd
ABB
$56K 0.02%
2,841
-504
-15% -$9.61K
SHLX
383
DELISTED
Shell Midstream Partners, L.P.
SHLX
$56K 0.02%
2,720
– –
INFO
384
DELISTED
IHS Markit Ltd. Common Shares
INFO
$56K 0.02%
840
– –
BBY icon
385
Best Buy
BBY
$17.3B
$55K 0.02%
794
+84
+12% +$5.86K
BGB
386
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
$55K 0.02%
3,782
+41
+1% +$603
CRH icon
387
CRH
CRH
$66.8B
$55K 0.02%
1,614
-11
-0.7% -$365
KEP icon
388
Korea Electric Power
KEP
$16B
$55K 0.02%
5,078
+1,651
+48% +$17.9K
SUI icon
389
Sun Communities
SUI
$14.7B
$55K 0.02%
373
+43
+13% +$6.07K
DOV icon
390
Dover
DOV
$28.4B
$54K 0.02%
541
– –
FFC
391
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$54K 0.02%
2,600
– –
MAR icon
392
Marriott International
MAR
$92.3B
$54K 0.02%
435
+24
+6% +$3.18K
MKL icon
393
Markel Group
MKL
$23.2B
$54K 0.02%
46
– –
AVTR.PRA
394
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$54K 0.02%
+1,000
New +$59.9K
AAXJ icon
395
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
$53K 0.02%
802
– –
BBD icon
396
Banco Bradesco
BBD
$36.7B
$53K 0.02%
8,695
+246
+3% +$1.63K
DTE icon
397
DTE Energy
DTE
$29.1B
$53K 0.02%
465
– –
E icon
398
ENI
E
$77.5B
$53K 0.02%
1,740
-1,161
-40% -$35.9K
JRI icon
399
Nuveen Real Asset Income & Growth Fund
JRI
$352M
$53K 0.02%
3,000
– –
UMC icon
400
United Microelectronic
UMC
$46.9B
$53K 0.02%
25,479
+2,461
+11% +$5.25K
14 15
16
17 18

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MW
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TAM
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CCM
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WCF
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Lindbrook Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Lindbrook Capital held 1,598 positions worth $265M, up 2.1% from $259M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q3 2019 filing shows 101 new, 425 increased, 365 reduced and 134 closed positions. Its largest new stake was Valaris plc Class A Ordinary Share: 65,375 shares worth $314K. The largest sale was Ensco Rowan plc, an estimated $561K.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.2% a quarter earlier, followed by Financials and Healthcare.

  • Lindbrook Capital's largest Q3 2019 buy was Valaris plc Class A Ordinary Share: 65,375 shares worth $314K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q3 2019, an estimated $2M increase.
  • Lindbrook Capital's biggest Q3 2019 reduction was HSBC, cutting an estimated $171K.
  • Lindbrook Capital fully exited Ensco Rowan plc in Q3 2019, selling an estimated $561K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $265M portfolio in Q3 2019.
  • Lindbrook Capital opened 101 new positions and closed 134 in Q3 2019.
  • Lindbrook Capital's portfolio value rose 2.1% quarter-over-quarter to $265M.

Based on Lindbrook Capital's 13F filing for Q3 2019, filed 31 Oct 2019.