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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIC
351
Eagle Point Income Co
EIC
$230M
$70K 0.02%
4,000
+2,500
+167% +$42.3K
EQIX icon
352
Equinix
EQIX
$103B
$70K 0.02%
89
+4
+5% +$3.32K
HDB icon
353
HDFC Bank
HDB
$121B
$70K 0.02%
1,926
– –
NGG icon
354
National Grid
NGG
$81.3B
$70K 0.02%
1,328
+69
+5% +$3.96K
AAXJ icon
355
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
$68K 0.02%
802
-80
-9% -$7.08K
CRVS icon
356
Corvus Pharmaceuticals
CRVS
$1.17B
$68K 0.02%
+14,000
New +$41.4K
DLR icon
357
Digital Realty Trust
DLR
$71.7B
$68K 0.02%
470
+9
+2% +$1.41K
SCHW
358
Charles Schwab
SCHW
$187B
$68K 0.02%
939
+45
+5% +$3.21K
THC icon
359
Tenet Healthcare
THC
$21.1B
$68K 0.02%
1,020
– –
AFMD
360
DELISTED
Affimed
AFMD
$67K 0.02%
1,078
-92
-8% -$6.05K
DXCM icon
361
DexCom
DXCM
$32B
$67K 0.02%
492
+28
+6% +$3.53K
LBRDA icon
362
Liberty Broadband Class A
LBRDA
$5.16B
$67K 0.02%
400
+8
+2% +$1.4K
QLYS icon
363
Qualys
QLYS
$6.35B
$67K 0.02%
604
– –
TRP icon
364
TC Energy
TRP
$65.9B
$67K 0.02%
1,396
+56
+4% +$2.72K
CL icon
365
Colgate-Palmolive
CL
$74.4B
$66K 0.02%
876
-151
-15% -$12K
CLX icon
366
Clorox
CLX
$12.7B
$66K 0.02%
398
-91
-19% -$15.7K
CP icon
367
Canadian Pacific Kansas City
CP
$80.5B
$66K 0.02%
1,016
-79
-7% -$5.63K
EBAY icon
368
eBay
EBAY
$49.8B
$66K 0.02%
947
+28
+3% +$2.01K
LHX icon
369
L3Harris
LHX
$53.4B
$66K 0.02%
301
+8
+3% +$1.82K
TMUS icon
370
T-Mobile US
TMUS
$190B
$66K 0.02%
520
-41
-7% -$5.71K
CMA
371
DELISTED
Comerica
CMA
$65K 0.02%
812
– –
EXR icon
372
Extra Space Storage
EXR
$31.6B
$65K 0.02%
385
– –
LYG icon
373
Lloyds Banking Group
LYG
$91.3B
$65K 0.02%
26,469
+1,359
+5% +$3.33K
WMB icon
374
Williams Companies
WMB
$86.1B
$65K 0.02%
2,519
+56
+2% +$1.41K
CZR icon
375
Caesars Entertainment
CZR
$6.14B
$64K 0.02%
572
+17
+3% +$1.66K
13 14
15
16 17

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MW
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TAM
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SIA
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CCM
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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.