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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+10.89%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$363M
AUM Growth
+$26.2M
Cap. Flow
-$2.73M
Cap. Flow %
-0.75%
Top 10 Hldgs %
59.58%
Holding
1,920
New
174
Increased
540
Reduced
391
Closed
122

Top Buys

Rank Stock Value
1
FAS icon
Direxion Daily Financial Bull 3x ETF
FAS
+$1.18M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$553K
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$389K
4
CUE icon
Cue Biopharma
CUE
+$384K
5
DRIP icon
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
+$345K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$774K
3
IWM icon
iShares Russell 2000 ETF
IWM
+$505K
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$478K
5
AMD icon
Advanced Micro Devices
AMD
+$336K

Sector Composition

Rank Sector Weight
1 Financials 13.45%
2 Technology 11.55%
3 Healthcare 3.7%
4 Consumer Discretionary 3.33%
5 Communication Services 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGR icon
351
Progressive
PGR
$125B
$52K 0.01%
544
-8
-1% -$719
TCON
352
DELISTED
TRACON Pharmaceuticals, Inc. Common Stock
TCON
$52K 0.01%
+500
New +$26.8K
TTP
353
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$52K 0.01%
4,365
+363
+9% +$5.02K
ICE icon
354
Intercontinental Exchange
ICE
$84.4B
$51K 0.01%
514
+51
+11% +$5.03K
NTES icon
355
NetEase
NTES
$84.7B
$51K 0.01%
565
-270
-32% -$25.4K
XOM icon
356
ExxonMobil
XOM
$634B
$51K 0.01%
1,485
-1,704
-53% -$69.7K
DCUE
357
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$51K 0.01%
500
– –
AXSM icon
358
Axsome Therapeutics
AXSM
$10.9B
$50K 0.01%
+700
New +$54.5K
SLQD icon
359
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$50K 0.01%
+968
New +$50.5K
VXX icon
360
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$147M
$50K 0.01%
+31
New +$55.1K
D icon
361
Dominion Energy
D
$59.3B
$49K 0.01%
627
+76
+14% +$5.97K
FMC icon
362
FMC
FMC
$1.33B
$49K 0.01%
459
+51
+13% +$5.46K
LBRDA icon
363
Liberty Broadband Class A
LBRDA
$5.16B
$49K 0.01%
343
+4
+1% +$542
TMUS icon
364
T-Mobile US
TMUS
$190B
$49K 0.01%
430
+202
+89% +$22.4K
WPP icon
365
WPP
WPP
$5.94B
$49K 0.01%
1,259
+75
+6% +$2.97K
TWTR
366
DELISTED
Twitter, Inc.
TWTR
$49K 0.01%
1,109
+17
+2% +$652
ESGD icon
367
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
$48K 0.01%
+762
New +$48.6K
FIZZ icon
368
National Beverage
FIZZ
$3.01B
$48K 0.01%
1,414
+14
+1% +$490
JCI icon
369
Johnson Controls International
JCI
$92.2B
$48K 0.01%
1,168
+65
+6% +$2.54K
KALA icon
370
KALA BIO
KALA
$14.5M
$48K 0.01%
3
+1
+50% +$23K
KHC icon
371
Kraft Heinz
KHC
$30B
$48K 0.01%
1,594
+16
+1% +$533
LHX icon
372
L3Harris
LHX
$53.4B
$48K 0.01%
285
+4
+1% +$702
MRSH
373
Marsh
MRSH
$91.5B
$48K 0.01%
422
+5
+1% +$573
MTCH icon
374
Match Group
MTCH
$8.55B
$48K 0.01%
430
+291
+209% +$30.8K
SPOT icon
375
Spotify
SPOT
$100B
$47K 0.01%
195
+56
+40% +$14.5K
13 14
15
16 17

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MW
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TAM
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WCF
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Lindbrook Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Lindbrook Capital held 1,920 positions worth $363M, up 7.8% from $337M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Lindbrook Capital's Q3 2020 filing shows 174 new, 540 increased, 391 reduced and 122 closed positions. Its largest new stake was Direxion Daily Financial Bull 3x ETF: 33,008 shares worth $1.12M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.51M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

  • Lindbrook Capital's largest Q3 2020 buy was Direxion Daily Financial Bull 3x ETF: 33,008 shares worth $1.12M.
  • Lindbrook Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $553K increase.
  • Lindbrook Capital's biggest Q3 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.51M.
  • Lindbrook Capital fully exited abrdn Healthcare Investors in Q3 2020, selling an estimated $250K.
  • Lindbrook Capital's ten largest holdings make up 60% of its $363M portfolio in Q3 2020.
  • Lindbrook Capital opened 174 new positions and closed 122 in Q3 2020.
  • Lindbrook Capital's portfolio value rose 7.8% quarter-over-quarter to $363M.

Based on Lindbrook Capital's 13F filing for Q3 2020, filed 3 Nov 2020.