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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-21.2%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$265M
AUM Growth
-$22.7M
Cap. Flow
+$51.5M
Cap. Flow %
19.46%
Top 10 Hldgs %
57.68%
Holding
1,942
New
414
Increased
438
Reduced
626
Closed
205

Top Buys

Rank Stock Value
1
GBDC icon
Golub Capital BDC
GBDC
+$12.7M
2
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$9.63M
3
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.18M
4
NSL
NUVEEN SENIOR INCM FD
NSL
+$6.71M
5
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$5.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.57M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.15M
3
DRIP icon
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
+$1.15M
4
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$1.11M
5
STWD icon
Starwood Property Trust
STWD
+$869K

Sector Composition

Rank Sector Weight
1 Financials 9.13%
2 Technology 8.55%
3 Healthcare 3.83%
4 Consumer Staples 2.53%
5 Real Estate 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRSH
351
Marsh
MRSH
$91.5B
$44K 0.02%
508
-214
-30% -$22.8K
USB icon
352
US Bancorp
USB
$99.6B
$44K 0.02%
1,279
-1,142
-47% -$55K
JPS
353
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$44K 0.02%
6,000
+2,000
+50% +$18.5K
ADSK icon
354
Autodesk
ADSK
$52.6B
$43K 0.02%
273
+24
+10% +$4.41K
AFMD
355
DELISTED
Affimed
AFMD
$43K 0.02%
2,700
+2,200
+440% +$52.4K
AU icon
356
AngloGold Ashanti
AU
$48.7B
$43K 0.02%
2,585
– –
E icon
357
ENI
E
$77.5B
$43K 0.02%
2,175
+666
+44% +$16.9K
MRCC
358
DELISTED
Monroe Capital Corp
MRCC
$43K 0.02%
+6,000
New +$59.9K
PAYC icon
359
Paycom
PAYC
$9.69B
$43K 0.02%
213
-100
-32% -$27.4K
AVTR.PRA
360
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$43K 0.02%
1,000
– –
RTN
361
DELISTED
Raytheon Company
RTN
$43K 0.02%
330
-138
-29% -$27.3K
CM icon
362
Canadian Imperial Bank of Commerce
CM
$108B
$42K 0.02%
1,456
-1,144
-44% -$42.6K
CSGP icon
363
CoStar Group
CSGP
$12.3B
$42K 0.02%
710
+20
+3% +$1.3K
ICE icon
364
Intercontinental Exchange
ICE
$84.4B
$42K 0.02%
518
-183
-26% -$16.6K
SHW icon
365
Sherwin-Williams
SHW
$89.8B
$42K 0.02%
276
+93
+51% +$16.8K
ZBRA icon
366
Zebra Technologies
ZBRA
$17.8B
$42K 0.02%
230
+6
+3% +$1.35K
PSXP
367
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$42K 0.02%
1,160
-80
-6% -$4.25K
MAV
368
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$41K 0.02%
4,000
-6,000
-60% -$64.8K
MXIM
369
DELISTED
Maxim Integrated Products
MXIM
$41K 0.02%
850
-72
-8% -$4.13K
AZO icon
370
AutoZone
AZO
$51.1B
$40K 0.02%
47
+3
+7% +$3.12K
OKTA icon
371
Okta
OKTA
$25.8B
$40K 0.02%
324
+124
+62% +$15.6K
SNN icon
372
Smith & Nephew
SNN
$12.6B
$40K 0.02%
1,121
-979
-47% -$43.4K
SYY icon
373
Sysco
SYY
$40.3B
$40K 0.02%
884
-732
-45% -$50.6K
TT icon
374
Trane Technologies
TT
$106B
$40K 0.02%
489
-249
-34% -$30.2K
TRIL
375
DELISTED
Trillium Therapeutics Inc.
TRIL
$40K 0.02%
+10,000
New +$37.8K
13 14
15
16 17

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TAM
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Lindbrook Capital's Q1 2020 Portfolio in Review

As of Q1 2020, Lindbrook Capital held 1,942 positions worth $265M, down 7.9% from $287M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital deployed $51.5M of net new capital in Q1 2020, opening 414 new positions and adding to 438 existing holdings. Its largest new stake was Golub Capital BDC: 775,422 shares worth $9.54M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, up from 7.3% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.57M trimmed.

  • Lindbrook Capital's largest Q1 2020 buy was Golub Capital BDC: 775,422 shares worth $9.54M.
  • Lindbrook Capital added most to Eaton Vance Senior Floating-Rate Fund in Q1 2020, an estimated $9.63M increase.
  • Lindbrook Capital's biggest Q1 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.57M.
  • Lindbrook Capital fully exited Vanguard Morningstar Value ETF in Q1 2020, selling an estimated $382K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $265M portfolio in Q1 2020.
  • Lindbrook Capital opened 414 new positions and closed 205 in Q1 2020.
  • Lindbrook Capital's portfolio value fell 7.9% quarter-over-quarter to $265M.

Based on Lindbrook Capital's 13F filing for Q1 2020, filed 22 Apr 2020.