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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+0.57%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$5.49M
Cap. Flow
+$4.3M
Cap. Flow %
1.62%
Top 10 Hldgs %
57.87%
Holding
1,598
New
101
Increased
425
Reduced
365
Closed
134

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$889K
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$780K
4
CRM icon
Salesforce
CRM
+$422K
5
NSL
NUVEEN SENIOR INCM FD
NSL
+$374K

Top Sells

Rank Stock Value
1
ESV
Ensco Rowan plc
ESV
+$561K
2
DATA
Tableau Software, Inc.
DATA
+$420K
3
HSBC icon
HSBC
HSBC
+$171K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$159K
5
TSLA icon
Tesla
TSLA
+$143K

Sector Composition

Rank Sector Weight
1 Technology 8.51%
2 Financials 7.43%
3 Healthcare 4.54%
4 Communication Services 2.9%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNQ icon
351
Canadian Natural Resources
CNQ
$93.8B
$61K 0.02%
4,672
+3,140
+205% +$38.9K
ICE icon
352
Intercontinental Exchange
ICE
$84.4B
$61K 0.02%
664
+16
+2% +$1.46K
LHX icon
353
L3Harris
LHX
$53.4B
$61K 0.02%
290
+156
+116% +$31.9K
MKC icon
354
McCormick & Company Non-Voting
MKC
$14.2B
$61K 0.02%
778
+48
+7% +$3.86K
PH icon
355
Parker-Hannifin
PH
$135B
$61K 0.02%
337
-12
-3% -$2.04K
SLF icon
356
Sun Life Financial
SLF
$45.4B
$61K 0.02%
1,367
+71
+5% +$2.97K
D icon
357
Dominion Energy
D
$59.3B
$60K 0.02%
740
+2
+0.3% +$155
MO icon
358
Altria Group
MO
$114B
$60K 0.02%
1,455
-412
-22% -$19K
SPE
359
Special Opportunities Fund
SPE
$144M
$60K 0.02%
4,397
– –
AEP icon
360
American Electric Power
AEP
$68.4B
$59K 0.02%
630
-195
-24% -$17.7K
GM icon
361
General Motors
GM
$76.8B
$59K 0.02%
1,585
+49
+3% +$1.88K
HAL icon
362
Halliburton
HAL
$26.6B
$59K 0.02%
3,153
+1,953
+163% +$40.4K
KB icon
363
KB Financial Group
KB
$43.5B
$59K 0.02%
1,660
+635
+62% +$22.4K
RDY icon
364
Dr. Reddy's Laboratories
RDY
$10.2B
$59K 0.02%
7,780
+545
+8% +$4.05K
TEL icon
365
TE Connectivity
TEL
$62.6B
$59K 0.02%
630
-23
-4% -$2.12K
CX icon
366
Cemex
CX
$16.3B
$58K 0.02%
14,677
+12,556
+592% +$46K
DIN icon
367
Dine Brands
DIN
$452M
$58K 0.02%
761
– –
TGT icon
368
Target
TGT
$68B
$58K 0.02%
539
-109
-17% -$10.4K
LFC
369
DELISTED
China Life Insurance Company Ltd.
LFC
$58K 0.02%
5,007
-389
-7% -$4.74K
ARE.PRD
370
DELISTED
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
$58K 0.02%
+1,500
New +$58.1K
DLTR icon
371
Dollar Tree
DLTR
$25.2B
$57K 0.02%
501
+23
+5% +$2.41K
IEF icon
372
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$57K 0.02%
508
+3
+0.6% +$335
KEYS icon
373
Keysight
KEYS
$58.3B
$57K 0.02%
588
+3
+0.5% +$278
MU icon
374
Micron Technology
MU
$991B
$57K 0.02%
1,328
-99
-7% -$4.48K
WY icon
375
Weyerhaeuser
WY
$18.4B
$57K 0.02%
2,059
-464
-18% -$12.1K
13 14
15
16 17

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CHP
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MW
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TAM
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SIA
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CCM
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WCF
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Lindbrook Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Lindbrook Capital held 1,598 positions worth $265M, up 2.1% from $259M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q3 2019 filing shows 101 new, 425 increased, 365 reduced and 134 closed positions. Its largest new stake was Valaris plc Class A Ordinary Share: 65,375 shares worth $314K. The largest sale was Ensco Rowan plc, an estimated $561K.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.2% a quarter earlier, followed by Financials and Healthcare.

  • Lindbrook Capital's largest Q3 2019 buy was Valaris plc Class A Ordinary Share: 65,375 shares worth $314K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q3 2019, an estimated $2M increase.
  • Lindbrook Capital's biggest Q3 2019 reduction was HSBC, cutting an estimated $171K.
  • Lindbrook Capital fully exited Ensco Rowan plc in Q3 2019, selling an estimated $561K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $265M portfolio in Q3 2019.
  • Lindbrook Capital opened 101 new positions and closed 134 in Q3 2019.
  • Lindbrook Capital's portfolio value rose 2.1% quarter-over-quarter to $265M.

Based on Lindbrook Capital's 13F filing for Q3 2019, filed 31 Oct 2019.