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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMOS
326
ChipMOS TECHNOLOGIES
IMOS
$1.83B
$77K 0.02%
2,258
+222
+11% +$8.61K
VGR
327
DELISTED
Vector Group Ltd.
VGR
$77K 0.02%
8,492
– –
CLB icon
328
Core Laboratories
CLB
$521M
$76K 0.02%
2,738
– –
EWG icon
329
iShares MSCI Germany ETF
EWG
$1.62B
$76K 0.02%
2,318
– –
CNH
330
CNH Industrial
CNH
$17.5B
$76K 0.02%
5,230
– –
BTI icon
331
British American Tobacco
BTI
$128B
$75K 0.02%
2,137
-24
-1% -$901
ETN icon
332
Eaton
ETN
$174B
$75K 0.02%
501
+13
+3% +$2.08K
EW icon
333
Edwards Lifesciences
EW
$51.7B
$75K 0.02%
660
-2
-0.3% -$228
MSCI icon
334
MSCI
MSCI
$40.9B
$75K 0.02%
123
+5
+4% +$3.06K
TPL icon
335
Texas Pacific Land
TPL
$23.5B
$75K 0.02%
558
– –
EA
336
DELISTED
Electronic Arts
EA
$74K 0.02%
518
-52
-9% -$7.3K
FITB
337
Fifth Third Bancorp
FITB
$51.8B
$74K 0.02%
1,742
– –
APD icon
338
Air Products & Chemicals
APD
$67.6B
$73K 0.02%
286
-14
-5% -$3.87K
MRSH
339
Marsh
MRSH
$91.5B
$73K 0.02%
480
+18
+4% +$2.72K
TTD icon
340
Trade Desk
TTD
$6.49B
$73K 0.02%
1,037
-73
-7% -$5.64K
MUFG icon
341
Mitsubishi UFJ Financial
MUFG
$254B
$72K 0.02%
12,202
-226
-2% -$1.25K
SHI
342
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$72K 0.02%
2,994
-66
-2% -$1.5K
AEPPL
343
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$72K 0.02%
1,500
– –
BBY icon
344
Best Buy
BBY
$17.3B
$71K 0.02%
673
+3
+0.4% +$337
BCS icon
345
Barclays
BCS
$94.1B
$71K 0.02%
6,925
+240
+4% +$2.39K
DG icon
346
Dollar General
DG
$27.9B
$71K 0.02%
337
+1
+0.3% +$226
MTCH icon
347
Match Group
MTCH
$8.55B
$71K 0.02%
452
-67
-13% -$10.2K
ATVI
348
DELISTED
Activision Blizzard
ATVI
$71K 0.02%
911
-236
-21% -$19.7K
AA icon
349
Alcoa
AA
$13.2B
$70K 0.02%
1,428
– –
BIIB icon
350
Biogen
BIIB
$30.7B
$70K 0.02%
246
-93
-27% -$30.5K
12 13
14
15 16

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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.