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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-21.2%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$265M
AUM Growth
-$22.7M
Cap. Flow
+$51.5M
Cap. Flow %
19.46%
Top 10 Hldgs %
57.68%
Holding
1,942
New
414
Increased
438
Reduced
626
Closed
205

Top Buys

Rank Stock Value
1
GBDC icon
Golub Capital BDC
GBDC
+$12.7M
2
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$9.63M
3
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.18M
4
NSL
NUVEEN SENIOR INCM FD
NSL
+$6.71M
5
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$5.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.57M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.15M
3
DRIP icon
Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 2X ETF
DRIP
+$1.15M
4
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$1.11M
5
STWD icon
Starwood Property Trust
STWD
+$869K

Sector Composition

Rank Sector Weight
1 Financials 9.13%
2 Technology 8.55%
3 Healthcare 3.83%
4 Consumer Staples 2.53%
5 Real Estate 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SO icon
326
Southern Company
SO
$107B
$49K 0.02%
899
+203
+29% +$12.9K
AAXJ icon
327
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
$48K 0.02%
802
– –
CIK
328
Credit Suisse Asset Management Income Fund
CIK
$134M
$48K 0.02%
20,000
– –
JD icon
329
JD.com
JD
$44.5B
$48K 0.02%
1,191
+338
+40% +$13.5K
NTES icon
330
NetEase
NTES
$84.7B
$48K 0.02%
755
+35
+5% +$2.3K
VALE icon
331
Vale
VALE
$62.6B
$48K 0.02%
5,758
+4,265
+286% +$46.4K
ORAN
332
DELISTED
Orange
ORAN
$48K 0.02%
3,962
+1,973
+99% +$26.8K
AEP icon
333
American Electric Power
AEP
$68.4B
$47K 0.02%
584
-76
-12% -$7.19K
HSBC icon
334
HSBC
HSBC
$356B
$47K 0.02%
1,679
-3,524
-68% -$122K
PPLI
335
People Inc
PPLI
$3.1B
$47K 0.02%
1,455
+397
+38% +$15.7K
IWN icon
336
iShares Russell 2000 Value ETF
IWN
$14.6B
$47K 0.02%
567
– –
PPL
337
PPL Corp
PPL
$26.7B
$47K 0.02%
1,903
+844
+80% +$27.2K
ASND icon
338
Ascendis Pharma A/S
ASND
$16.8B
$46K 0.02%
410
-542
-57% -$70.4K
ETN icon
339
Eaton
ETN
$174B
$46K 0.02%
590
-283
-32% -$25.9K
HIG icon
340
Hartford Financial Services
HIG
$39.3B
$46K 0.02%
1,292
+114
+10% +$5.94K
HTGC icon
341
Hercules Capital
HTGC
$3.23B
$46K 0.02%
+6,000
New +$78.3K
MCK icon
342
McKesson
MCK
$101B
$46K 0.02%
341
+47
+16% +$6.88K
DCUE
343
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$46K 0.02%
500
– –
A icon
344
Agilent Technologies
A
$41.2B
$45K 0.02%
629
-462
-42% -$37.1K
CP icon
345
Canadian Pacific Kansas City
CP
$80.5B
$45K 0.02%
1,020
+255
+33% +$12.6K
FTS icon
346
Fortis
FTS
$28.7B
$45K 0.02%
1,158
-1,137
-50% -$46.6K
IRT icon
347
Independence Realty Trust
IRT
$4.07B
$45K 0.02%
5,000
-916
-15% -$12.4K
TEF
348
DELISTED
Telefonica
TEF
$45K 0.02%
12,172
+6,162
+103% +$30.5K
WMB icon
349
Williams Companies
WMB
$86.1B
$45K 0.02%
3,204
+701
+28% +$13.6K
AXP icon
350
American Express
AXP
$230B
$44K 0.02%
511
-219
-30% -$25.5K
12 13
14
15 16

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Lindbrook Capital's Q1 2020 Portfolio in Review

As of Q1 2020, Lindbrook Capital held 1,942 positions worth $265M, down 7.9% from $287M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital deployed $51.5M of net new capital in Q1 2020, opening 414 new positions and adding to 438 existing holdings. Its largest new stake was Golub Capital BDC: 775,422 shares worth $9.54M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, up from 7.3% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.57M trimmed.

  • Lindbrook Capital's largest Q1 2020 buy was Golub Capital BDC: 775,422 shares worth $9.54M.
  • Lindbrook Capital added most to Eaton Vance Senior Floating-Rate Fund in Q1 2020, an estimated $9.63M increase.
  • Lindbrook Capital's biggest Q1 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.57M.
  • Lindbrook Capital fully exited Vanguard Morningstar Value ETF in Q1 2020, selling an estimated $382K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $265M portfolio in Q1 2020.
  • Lindbrook Capital opened 414 new positions and closed 205 in Q1 2020.
  • Lindbrook Capital's portfolio value fell 7.9% quarter-over-quarter to $265M.

Based on Lindbrook Capital's 13F filing for Q1 2020, filed 22 Apr 2020.