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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDB icon
301
MongoDB
MDB
$32.1B
$85K 0.02%
180
+65
+57% +$26.2K
AON icon
302
Aon
AON
$76B
$84K 0.02%
294
+18
+7% +$4.83K
ASND icon
303
Ascendis Pharma A/S
ASND
$16.8B
$84K 0.02%
525
-12
-2% -$1.64K
RIO icon
304
Rio Tinto
RIO
$164B
$84K 0.02%
1,263
+120
+10% +$9.36K
BKNG icon
305
Booking.com
BKNG
$161B
$83K 0.02%
875
-75
-8% -$6.73K
DOCU
306
DocuSign
DOCU
$11.5B
$83K 0.02%
322
+19
+6% +$5.47K
TGTX icon
307
TG Therapeutics
TGTX
$7.62B
$83K 0.02%
2,500
-500
-17% -$15.5K
ELV icon
308
Elevance Health
ELV
$85.5B
$82K 0.02%
219
– –
MELI icon
309
Mercado Libre
MELI
$92.3B
$82K 0.02%
49
-8
-14% -$13.9K
USB icon
310
US Bancorp
USB
$99.6B
$82K 0.02%
1,385
-9
-0.6% -$512
DOV icon
311
Dover
DOV
$28.4B
$81K 0.02%
523
– –
K
312
DELISTED
Kellanova
K
$81K 0.02%
1,353
-32
-2% -$1.92K
NWG icon
313
NatWest
NWG
$76.4B
$81K 0.02%
12,422
+104
+0.8% +$647
SHW icon
314
Sherwin-Williams
SHW
$89.8B
$81K 0.02%
290
+6
+2% +$1.76K
CAJ
315
DELISTED
Canon, Inc.
CAJ
$81K 0.02%
3,325
+110
+3% +$2.62K
ONEM
316
DELISTED
1Life Healthcare
ONEM
$81K 0.02%
4,000
– –
BP icon
317
BP
BP
$107B
$80K 0.02%
2,936
+244
+9% +$6.11K
HIG icon
318
Hartford Financial Services
HIG
$39.3B
$80K 0.02%
1,141
+25
+2% +$1.65K
XEL icon
319
Xcel Energy
XEL
$48.8B
$80K 0.02%
1,283
+32
+3% +$2.16K
APH icon
320
Amphenol
APH
$209B
$79K 0.02%
2,152
+124
+6% +$4.55K
MXI icon
321
iShares Global Materials ETF
MXI
$362M
$79K 0.02%
928
– –
CBRE icon
322
CBRE Group
CBRE
$42.9B
$78K 0.02%
797
– –
EWT icon
323
iShares MSCI Taiwan ETF
EWT
$10.7B
$78K 0.02%
1,265
– –
ORLY icon
324
O'Reilly Automotive
ORLY
$76.3B
$78K 0.02%
1,920
+45
+2% +$1.8K
SLB icon
325
SLB Ltd
SLB
$75B
$78K 0.02%
2,618
-142
-5% -$4.07K
11 12
13
14 15

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WCF
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.