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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Financials 19.6%
2 Technology 13.42%
3 Consumer Discretionary 4.48%
4 Healthcare 4.37%
5 Communication Services 3.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSBC icon
276
HSBC
HSBC
$356B
$94K 0.02%
3,592
-160
-4% -$4.36K
SPG icon
277
Simon Property Group
SPG
$72.3B
$94K 0.02%
723
+26
+4% +$3.38K
EWY icon
278
iShares MSCI South Korea ETF
EWY
$24.1B
$93K 0.02%
1,150
– –
HPQ icon
279
HP
HPQ
$27.5B
$93K 0.02%
3,394
-1,337
-28% -$38.4K
TWLO icon
280
Twilio
TWLO
$36.6B
$93K 0.02%
292
+1
+0.3% +$364
TAK icon
281
Takeda Pharmaceutical
TAK
$55.7B
$92K 0.02%
5,646
+306
+6% +$5.14K
FISV
282
Fiserv Inc
FISV
$27.9B
$91K 0.02%
840
+26
+3% +$2.9K
G icon
283
Genpact
G
$5.76B
$91K 0.02%
1,906
+69
+4% +$3.43K
HUM icon
284
Humana
HUM
$46.2B
$91K 0.02%
233
– –
CERN
285
DELISTED
Cerner Corp
CERN
$91K 0.02%
1,291
-16
-1% -$1.24K
TTWO icon
286
Take-Two Interactive
TTWO
$46.1B
$90K 0.02%
586
-80
-12% -$13K
HCA icon
287
HCA Healthcare
HCA
$89.5B
$89K 0.02%
365
-8
-2% -$1.96K
CMRX
288
DELISTED
Chimerix, Inc.
CMRX
$89K 0.02%
14,395
+1,500
+12% +$10.3K
PLTR icon
289
Palantir
PLTR
$413B
$88K 0.02%
3,659
-5,822
-61% -$142K
TRI icon
290
Thomson Reuters
TRI
$44.1B
$88K 0.02%
758
+44
+6% +$5.13K
TT icon
291
Trane Technologies
TT
$106B
$88K 0.02%
508
-6
-1% -$1.15K
VRTX icon
292
Vertex Pharmaceuticals
VRTX
$126B
$88K 0.02%
486
-23
-5% -$4.49K
ECL icon
293
Ecolab
ECL
$79.9B
$87K 0.02%
419
-31
-7% -$6.79K
FUTU icon
294
Futu Holdings
FUTU
$15.3B
$87K 0.02%
954
+108
+13% +$11.9K
JCI icon
295
Johnson Controls International
JCI
$92.2B
$87K 0.02%
1,275
+25
+2% +$1.81K
RDY icon
296
Dr. Reddy's Laboratories
RDY
$10.2B
$87K 0.02%
6,650
-220
-3% -$2.93K
DUK icon
297
Duke Energy
DUK
$97.3B
$86K 0.02%
884
+34
+4% +$3.52K
JHX icon
298
James Hardie Industries
JHX
$17.5B
$86K 0.02%
2,421
+24
+1% +$880
KMB icon
299
Kimberly-Clark
KMB
$36.5B
$86K 0.02%
647
+14
+2% +$1.9K
VLO icon
300
Valero Energy
VLO
$85.9B
$86K 0.02%
1,222
-27
-2% -$1.8K
10 11
12
13 14

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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 17% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.