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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+0.57%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$5.49M
Cap. Flow
+$4.3M
Cap. Flow %
1.62%
Top 10 Hldgs %
57.87%
Holding
1,598
New
101
Increased
425
Reduced
365
Closed
134

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$889K
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$780K
4
CRM icon
Salesforce
CRM
+$422K
5
NSL
NUVEEN SENIOR INCM FD
NSL
+$374K

Top Sells

Rank Stock Value
1
ESV
Ensco Rowan plc
ESV
+$561K
2
DATA
Tableau Software, Inc.
DATA
+$420K
3
HSBC icon
HSBC
HSBC
+$171K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$159K
5
TSLA icon
Tesla
TSLA
+$143K

Sector Composition

Rank Sector Weight
1 Technology 8.51%
2 Financials 7.43%
3 Healthcare 4.54%
4 Communication Services 2.9%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROP icon
251
Roper Technologies
ROP
$39.8B
$94K 0.04%
265
+1
+0.4% +$363
MCO icon
252
Moody's
MCO
$82.7B
$93K 0.04%
453
+29
+7% +$6.08K
HQH
253
abrdn Healthcare Investors
HQH
$1.32B
$92K 0.03%
5,000
+1,000
+25% +$19.3K
COF icon
254
Capital One
COF
$134B
$91K 0.03%
1,001
-98
-9% -$8.81K
HCA icon
255
HCA Healthcare
HCA
$89.5B
$91K 0.03%
758
-1
-0.1% -$129
TT icon
256
Trane Technologies
TT
$106B
$91K 0.03%
738
+21
+3% +$2.56K
ISD
257
PGIM High Yield Bond Fund
ISD
$419M
$90K 0.03%
6,000
– –
RTN
258
DELISTED
Raytheon Company
RTN
$89K 0.03%
456
+4
+0.9% +$741
CMS icon
259
CMS Energy
CMS
$22.3B
$88K 0.03%
1,372
– –
CNI icon
260
Canadian National Railway
CNI
$76.6B
$88K 0.03%
978
+172
+21% +$15.9K
XIFR
261
XPLR Infrastructure LP
XIFR
$1.08B
$88K 0.03%
1,659
– –
IBN icon
262
ICICI Bank
IBN
$108B
$87K 0.03%
7,118
-131
-2% -$1.54K
PPG icon
263
PPG Industries
PPG
$26.6B
$87K 0.03%
733
+23
+3% +$2.65K
ELV icon
264
Elevance Health
ELV
$85.5B
$86K 0.03%
357
-15
-4% -$4.11K
FTS icon
265
Fortis
FTS
$28.7B
$85K 0.03%
2,007
+198
+11% +$8.08K
NTRS icon
266
Northern Trust
NTRS
$33.9B
$85K 0.03%
907
-11
-1% -$1.01K
A icon
267
Agilent Technologies
A
$41.2B
$84K 0.03%
1,091
-49
-4% -$3.54K
AXP icon
268
American Express
AXP
$230B
$84K 0.03%
707
-21
-3% -$2.58K
HUM icon
269
Humana
HUM
$46.2B
$84K 0.03%
327
+35
+12% +$9.81K
PAYC icon
270
Paycom
PAYC
$9.69B
$84K 0.03%
400
– –
TCP
271
DELISTED
TC Pipelines LP
TCP
$84K 0.03%
2,062
– –
PPL
272
PPL Corp
PPL
$26.7B
$83K 0.03%
2,648
-131
-5% -$3.96K
ROST icon
273
Ross Stores
ROST
$81.9B
$83K 0.03%
754
+19
+3% +$2K
AEPPL
274
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$83K 0.03%
1,500
– –
ASND icon
275
Ascendis Pharma A/S
ASND
$16.8B
$82K 0.03%
852
+387
+83% +$43.2K
9 10
11
12 13

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Lindbrook Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Lindbrook Capital held 1,598 positions worth $265M, up 2.1% from $259M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q3 2019 filing shows 101 new, 425 increased, 365 reduced and 134 closed positions. Its largest new stake was Valaris plc Class A Ordinary Share: 65,375 shares worth $314K. The largest sale was Ensco Rowan plc, an estimated $561K.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.2% a quarter earlier, followed by Financials and Healthcare.

  • Lindbrook Capital's largest Q3 2019 buy was Valaris plc Class A Ordinary Share: 65,375 shares worth $314K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q3 2019, an estimated $2M increase.
  • Lindbrook Capital's biggest Q3 2019 reduction was HSBC, cutting an estimated $171K.
  • Lindbrook Capital fully exited Ensco Rowan plc in Q3 2019, selling an estimated $561K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $265M portfolio in Q3 2019.
  • Lindbrook Capital opened 101 new positions and closed 134 in Q3 2019.
  • Lindbrook Capital's portfolio value rose 2.1% quarter-over-quarter to $265M.

Based on Lindbrook Capital's 13F filing for Q3 2019, filed 31 Oct 2019.