We are live on ! Find out more
LC

Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-3.7%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$648M
AUM Growth
-$9.06M
Cap. Flow
+$24M
Cap. Flow %
3.7%
Top 10 Hldgs %
46.83%
Holding
2,692
New
549
Increased
875
Reduced
655
Closed
135

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.72M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.15M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.97M
4
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$1.82M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.78M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.13M
2
PGF icon
Invesco Financial Preferred ETF
PGF
+$1.13M
3
NIO icon
NIO
NIO
+$689K
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$524K
5
HIX
Western Asset High Income Fund II
HIX
+$516K

Sector Composition

Rank Sector Weight
1 Financials 14.19%
2 Technology 12.41%
3 Healthcare 4.56%
4 Consumer Discretionary 4.33%
5 Industrials 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SER icon
2626
Serina Therapeutics
SER
$36M
$0 ﹤0.01%
5
– –
AMBR
2627
Amber International Holding Ltd
AMBR
$130M
– –
-386
Closed -$18K
PVLA
2628
Palvella Therapeutics
PVLA
$2.27B
– –
-15
Closed -$5K
BERY
2629
DELISTED
Berry Global Group, Inc.
BERY
– –
-76
Closed -$5K
B
2630
DELISTED
Barnes Group Inc.
B
– –
-105
Closed -$5K
PSTX
2631
DELISTED
Poseida Therapeutics, Inc. Common Stock
PSTX
– –
-101
Closed -$1K
AGR
2632
DELISTED
Avangrid, Inc.
AGR
$0 ﹤0.01%
+6
New +$275
TCS
2633
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$0 ﹤0.01%
+1
New +$139
SRCL
2634
DELISTED
Stericycle Inc
SRCL
$0 ﹤0.01%
+7
New +$405
HIPO.WS
2635
DELISTED
Hippo Holdings Inc. Redeemable warrants, each whole warrant exercisable for one twenty-fifth (1/25) share of Common Stock at an exercise price of $287.50 per full share
HIPO.WS
$0 ﹤0.01%
450
– –
SPWR
2636
DELISTED
SunPower Corporation Common Stock
SPWR
$0 ﹤0.01%
+18
New +$331
CERE
2637
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
– –
-130
Closed -$4K
SIX
2638
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-104
Closed -$4K
AIRC
2639
DELISTED
Apartment Income REIT Corp.
AIRC
– –
-36
Closed -$2K
MRTX
2640
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$0 ﹤0.01%
6
-14
-70% -$1.43K
ONCT
2641
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
$0 ﹤0.01%
15
– –
VAPO
2642
DELISTED
Vapotherm, Inc. Common Stock
VAPO
– –
-5
Closed -$1K
ITCL
2643
DELISTED
Banco Itau Chile American Depositary Shares (each representing one third of one (1/3) Common Share)
ITCL
$0 ﹤0.01%
1
– –
APRN
2644
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
$0 ﹤0.01%
6
– –
JPS
2645
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-25,500
Closed -$248K
ZYNE
2646
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
$0 ﹤0.01%
+1
New +$2
WWE
2647
DELISTED
World Wrestling Entertainment
WWE
$0 ﹤0.01%
+6
New +$331
APPH
2648
DELISTED
AppHarvest, Inc. Common Stock
APPH
$0 ﹤0.01%
40
– –
SPPI
2649
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$0 ﹤0.01%
+1
New +$1
NSL
2650
DELISTED
NUVEEN SENIOR INCM FD
NSL
$0 ﹤0.01%
68
-1,061
-94% -$6.11K
104 105
106
107 108

Similar funds

SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
MW
Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.72% 1-Year Est. Return
CIG
CCM Investment Group Northfield, Minnesota $946M AUM
CCM
CAAS Capital Management New York $934M AUM 1.45% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return

Lindbrook Capital's Q1 2022 Portfolio in Review

As of Q1 2022, Lindbrook Capital held 2,692 positions worth $648M, down 1.4% from $657M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Lindbrook Capital deployed $24M of net new capital in Q1 2022, opening 549 new positions and adding to 875 existing holdings. Its largest new stake was Claros Mortgage Trust: 59,524 shares worth $1.02M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 14% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $2.13M trimmed.

  • Lindbrook Capital's largest Q1 2022 buy was Claros Mortgage Trust: 59,524 shares worth $1.02M.
  • Lindbrook Capital added most to Apple in Q1 2022, an estimated $2.72M increase.
  • Lindbrook Capital's biggest Q1 2022 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $2.13M.
  • Lindbrook Capital fully exited iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2022, selling an estimated $524K.
  • Lindbrook Capital's ten largest holdings make up 47% of its $648M portfolio in Q1 2022.
  • Lindbrook Capital opened 549 new positions and closed 135 in Q1 2022.
  • Lindbrook Capital's portfolio value fell 1.4% quarter-over-quarter to $648M.

Based on Lindbrook Capital's 13F filing for Q1 2022, filed 21 Apr 2022.