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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
-0.88%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$382M
AUM Growth
-$65.8M
Cap. Flow
-$64.9M
Cap. Flow %
-17%
Top 10 Hldgs %
62.43%
Holding
2,081
New
124
Increased
587
Reduced
360
Closed
164

Top Buys

Rank Stock Value
1
RPAR icon
RPAR Risk Parity ETF
RPAR
+$2.94M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$906K
3
ACR
ACRES Commercial Realty
ACR
+$578K
4
NIO icon
NIO
NIO
+$216K
5
BST icon
BlackRock Science and Technology Trust
BST
+$194K

Top Sells

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$13.1M
2
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$11.7M
3
NSL
NUVEEN SENIOR INCM FD
NSL
+$11.4M
4
EFR
Eaton Vance Senior Floating-Rate Fund
EFR
+$7.65M
5
AAPL icon
Apple
AAPL
+$4.48M

Sector Composition

Rank Sector Weight
1 Miscellaneous 45.17%
2 Financials 19.62%
3 Technology 13.42%
4 Consumer Discretionary 4.48%
5 Healthcare 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TJX icon
226
TJX Companies
TJX
$144B
$128K 0.03%
1,936
+143
+8% +$9.98K
ZBRA icon
227
Zebra Technologies
ZBRA
$17.1B
$128K 0.03%
248
-12
-5% -$6.69K
IWD icon
228
iShares Russell 1000 Value ETF
IWD
$82.3B
$126K 0.03%
803
-982
-55% -$157K
CHTR icon
229
Charter Communications
CHTR
$13.4B
$124K 0.03%
170
+4
+2% +$3.04K
LIN icon
230
Linde
LIN
$214B
$123K 0.03%
419
-7
-2% -$2.13K
BG icon
231
Bunge Global
BG
$21.1B
$122K 0.03%
1,497
+1,000
+201% +$77.2K
NMR icon
232
Nomura Holdings
NMR
$29.1B
$122K 0.03%
24,708
+3,003
+14% +$15K
TTM
233
DELISTED
Tata Motors Limited
TTM
$122K 0.03%
5,446
+88
+2% +$1.79K
SIVB
234
DELISTED
SVB Financial Group
SIVB
$122K 0.03%
189
-40
-17% -$23.2K
PTON icon
235
Peloton Interactive
PTON
$2.2B
$121K 0.03%
1,390
+1
+0.1% +$111
FANG icon
236
Diamondback Energy
FANG
$51.7B
$120K 0.03%
1,266
+19
+2% +$1.53K
SAP icon
237
SAP
SAP
$243B
$120K 0.03%
889
+54
+6% +$7.84K
AEP icon
238
American Electric Power
AEP
$65.5B
$119K 0.03%
1,461
– –
RACE icon
239
Ferrari
RACE
$72.6B
$117K 0.03%
559
+3
+0.5% +$644
A icon
240
Agilent Technologies
A
$47.2B
$116K 0.03%
735
+14
+2% +$2.27K
DVN icon
241
Devon Energy
DVN
$51.6B
$116K 0.03%
3,265
+105
+3% +$2.98K
WF icon
242
Woori Financial
WF
$19.4B
$116K 0.03%
4,007
– –
RY icon
243
Royal Bank of Canada
RY
$282B
$115K 0.03%
1,156
+89
+8% +$9.07K
TWTR
244
DELISTED
Twitter, Inc.
TWTR
$115K 0.03%
1,911
-34
-2% -$2.23K
ITW icon
245
Illinois Tool Works
ITW
$77B
$114K 0.03%
554
-3
-0.5% -$676
ONC
246
BeOne Medicines Ltd
ONC
$41.6B
$114K 0.03%
314
+11
+4% +$3.6K
MCO icon
247
Moody's
MCO
$81.3B
$113K 0.03%
317
+9
+3% +$3.39K
HOLX
248
DELISTED
Hologic
HOLX
$112K 0.03%
1,524
– –
LULU icon
249
lululemon athletica
LULU
$11.5B
$112K 0.03%
277
+19
+7% +$7.61K
MU icon
250
Micron Technology
MU
$1.24T
$112K 0.03%
1,576
-64
-4% -$4.81K
8 9
10
11 12

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MW
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TAM
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Lindbrook Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Lindbrook Capital held 2,081 positions worth $382M, down 15% from $447M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Lindbrook Capital withdrew a net $64.9M in Q3 2021, closing 164 positions and reducing 360 holdings. Its most notable exit was Eaton Vance Senior Floating-Rate Fund, an estimated $7.65M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 45% of assets, down from 50% a quarter earlier, followed by Financials and Technology.

Against the trend, Lindbrook Capital opened a new position in ACRES Commercial Realty worth $566K.

  • Lindbrook Capital's largest Q3 2021 buy was ACRES Commercial Realty: 35,000 shares worth $566K.
  • Lindbrook Capital added most to RPAR Risk Parity ETF in Q3 2021, an estimated $2.94M increase.
  • Lindbrook Capital's biggest Q3 2021 reduction was Nuveen Floating Rate Income Fund, cutting an estimated $13.1M.
  • Lindbrook Capital fully exited Eaton Vance Senior Floating-Rate Fund in Q3 2021, selling an estimated $7.65M.
  • Lindbrook Capital's ten largest holdings make up 62% of its $382M portfolio in Q3 2021.
  • Lindbrook Capital opened 124 new positions and closed 164 in Q3 2021.
  • Lindbrook Capital's portfolio value fell 15% quarter-over-quarter to $382M.

Based on Lindbrook Capital's 13F filing for Q3 2021, filed 5 Nov 2021.