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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$287M
AUM Growth
+$22.5M
Cap. Flow
+$1.82M
Cap. Flow %
0.63%
Top 10 Hldgs %
58.07%
Holding
1,600
New
137
Increased
430
Reduced
262
Closed
73

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$1.2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$281K
3
CME icon
CME Group
CME
+$162K
4
HIO
Western Asset High Income Opportunity Fund
HIO
+$141K
5
TFC icon
Truist Financial
TFC
+$133K

Top Sells

Rank Stock Value
1
VAL
Valaris plc Class A Ordinary Share
VAL
+$314K
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$269K
3
TSLA icon
Tesla
TSLA
+$243K
4
VT icon
Vanguard Total World Stock ETF
VT
+$179K
5
HYI
Western Asset High Yield Opportunity Fund Inc
HYI
+$172K

Sector Composition

Rank Sector Weight
1 Technology 9.28%
2 Financials 7.3%
3 Healthcare 4.81%
4 Communication Services 2.92%
5 Consumer Staples 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BR icon
226
Broadridge
BR
$19B
$110K 0.04%
891
-132
-13% -$16.1K
COF icon
227
Capital One
COF
$134B
$110K 0.04%
1,067
+66
+7% +$6.36K
HCA icon
228
HCA Healthcare
HCA
$89.5B
$110K 0.04%
744
-14
-2% -$1.88K
MCO icon
229
Moody's
MCO
$82.7B
$110K 0.04%
464
+11
+2% +$2.44K
CM icon
230
Canadian Imperial Bank of Commerce
CM
$108B
$108K 0.04%
2,600
– –
MAV
231
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$108K 0.04%
10,000
+3,000
+43% +$32.4K
TROW icon
232
T. Rowe Price
TROW
$24.3B
$108K 0.04%
887
– –
XEL icon
233
Xcel Energy
XEL
$48.8B
$108K 0.04%
1,708
-20
-1% -$1.25K
CCI icon
234
Crown Castle
CCI
$32.2B
$104K 0.04%
729
-7
-1% -$955
NOC icon
235
Northrop Grumman
NOC
$81.2B
$103K 0.04%
298
+7
+2% +$2.46K
RTN
236
DELISTED
Raytheon Company
RTN
$103K 0.04%
468
+12
+3% +$2.54K
EQIX icon
237
Equinix
EQIX
$103B
$102K 0.04%
174
+3
+2% +$1.69K
IX icon
238
ORIX
IX
$43.5B
$102K 0.04%
6,130
-490
-7% -$7.86K
RSG icon
239
Republic Services
RSG
$65.7B
$102K 0.04%
1,139
+22
+2% +$1.93K
SHY icon
240
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$101K 0.04%
1,191
+8
+0.7% +$678
SNN icon
241
Smith & Nephew
SNN
$12.6B
$101K 0.04%
2,100
-176
-8% -$7.94K
PAA icon
242
Plains All American Pipeline
PAA
$16.1B
$100K 0.03%
5,438
+790
+17% +$14.5K
BOE icon
243
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$99K 0.03%
9,000
+6,000
+200% +$63.7K
KMB icon
244
Kimberly-Clark
KMB
$36.5B
$99K 0.03%
719
+7
+1% +$947
TAK icon
245
Takeda Pharmaceutical
TAK
$55.7B
$99K 0.03%
5,030
-777
-13% -$14.9K
COST icon
246
Costco
COST
$420B
$98K 0.03%
334
+8
+2% +$2.38K
TT icon
247
Trane Technologies
TT
$106B
$98K 0.03%
738
– –
UPS icon
248
United Parcel Service
UPS
$88.9B
$98K 0.03%
839
+31
+4% +$3.67K
NTRS icon
249
Northern Trust
NTRS
$33.9B
$97K 0.03%
917
+10
+1% +$1.02K
BUD icon
250
AB InBev
BUD
$165B
$96K 0.03%
1,170
-139
-11% -$11.6K
8 9
10
11 12

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CHP
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MW
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TAM
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CCM
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WCF
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Lindbrook Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Lindbrook Capital held 1,600 positions worth $287M, up 8.5% from $265M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q4 2019 filing shows 137 new, 430 increased, 262 reduced and 73 closed positions. Its largest new stake was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K. The largest sale was Valaris plc Class A Ordinary Share, an estimated $314K.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.5% a quarter earlier, followed by Financials and Healthcare.

  • Lindbrook Capital's largest Q4 2019 buy was Western Asset High Income Opportunity Fund: 28,000 shares worth $142K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q4 2019, an estimated $1.2M increase.
  • Lindbrook Capital's biggest Q4 2019 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $269K.
  • Lindbrook Capital fully exited Valaris plc Class A Ordinary Share in Q4 2019, selling an estimated $314K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $287M portfolio in Q4 2019.
  • Lindbrook Capital opened 137 new positions and closed 73 in Q4 2019.
  • Lindbrook Capital's portfolio value rose 8.5% quarter-over-quarter to $287M.

Based on Lindbrook Capital's 13F filing for Q4 2019, filed 27 Jan 2020.