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Lindbrook Capital Portfolio holdings

AUM $1.08B
1-Year Est. Return 10.14%
This Fund
S&P 500
This Quarter Est. Return
+0.57%
1 Year Est. Return
+10.14%
3 Year Est. Return
+35.77%
5 Year Est. Return
+141.26%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$5.49M
Cap. Flow
+$4.22M
Cap. Flow %
1.6%
Top 10 Hldgs %
57.87%
Holding
1,598
New
101
Increased
425
Reduced
365
Closed
134

Top Buys

Rank Stock Value
1
OCSI
Oaktree Strategic Income Corporation
OCSI
+$2M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$889K
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$780K
4
CRM icon
Salesforce
CRM
+$422K
5
NSL
NUVEEN SENIOR INCM FD
NSL
+$374K

Top Sells

Rank Stock Value
1
ESV
Ensco Rowan plc
ESV
+$561K
2
DATA
Tableau Software, Inc.
DATA
+$420K
3
HSBC icon
HSBC
HSBC
+$171K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$159K
5
TSLA icon
Tesla
TSLA
+$143K

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.65%
2 Financials 9.12%
3 Technology 8.55%
4 Healthcare 4.6%
5 Communication Services 3.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOW icon
226
Dow Inc
DOW
$20.4B
$106K 0.04%
2,219
-333
-13% -$15.6K
KMI icon
227
Kinder Morgan
KMI
$69.6B
$106K 0.04%
5,126
-102
-2% -$2.09K
BB icon
228
BlackBerry
BB
$5.05B
$105K 0.04%
20,000
-2,058
-9% -$14.4K
CHI
229
Calamos Convertible Opportunities and Income Fund
CHI
$996M
$105K 0.04%
10,127
– –
NGG icon
230
National Grid
NGG
$77.3B
$105K 0.04%
2,191
-660
-23% -$30.5K
FITB
231
Fifth Third Bancorp
FITB
$47.8B
$103K 0.04%
3,769
-73
-2% -$2K
IGA
232
Voya Global Advantage and Premium Opportunity Fund
IGA
$164M
$103K 0.04%
10,000
– –
TJX icon
233
TJX Companies
TJX
$144B
$103K 0.04%
1,843
-127
-6% -$6.92K
CCI icon
234
Crown Castle
CCI
$30.8B
$102K 0.04%
736
-85
-10% -$11.8K
KMB icon
235
Kimberly-Clark
KMB
$32.9B
$101K 0.04%
712
+20
+3% +$2.75K
TROW icon
236
T. Rowe Price
TROW
$22.2B
$101K 0.04%
887
+26
+3% +$2.89K
BAX icon
237
Baxter International
BAX
$12.2B
$100K 0.04%
1,146
+6
+0.5% +$512
SHY icon
238
iShares 1-3 Year Treasury Bond ETF
SHY
$26B
$100K 0.04%
1,183
+7
+0.6% +$593
TAK icon
239
Takeda Pharmaceutical
TAK
$60.5B
$100K 0.04%
5,807
+2,376
+69% +$41.1K
EQIX icon
240
Equinix
EQIX
$105B
$99K 0.04%
171
+1
+0.6% +$537
IX icon
241
ORIX
IX
$41.1B
$99K 0.04%
6,620
+695
+12% +$10.4K
TFC icon
242
Truist Financial
TFC
$58.7B
$99K 0.04%
1,861
+272
+17% +$13.5K
TWTR
243
DELISTED
Twitter, Inc.
TWTR
$99K 0.04%
2,402
+12
+0.5% +$490
RSG icon
244
Republic Services
RSG
$65.5B
$97K 0.04%
1,117
– –
UPS icon
245
United Parcel Service
UPS
$81.6B
$97K 0.04%
808
+30
+4% +$3.43K
PAA icon
246
Plains All American Pipeline
PAA
$17.3B
$96K 0.04%
4,648
– –
DLR icon
247
Digital Realty Trust
DLR
$68.9B
$95K 0.04%
734
-145
-16% -$17.6K
GD icon
248
General Dynamics
GD
$92.9B
$95K 0.04%
522
+10
+2% +$1.86K
OKE icon
249
Oneok
OKE
$56.8B
$95K 0.04%
1,293
-1,520
-54% -$108K
COST icon
250
Costco
COST
$399B
$94K 0.04%
326
-11
-3% -$3.1K
8 9
10
11 12

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CHP
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MW
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TAM
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SIA
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CIG
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CCM
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WCF
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Lindbrook Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Lindbrook Capital held 1,598 positions worth $265M, up 2.1% from $259M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Lindbrook Capital's Q3 2019 filing shows 101 new, 425 increased, 365 reduced and 134 closed positions. Its largest new stake was Valaris plc Class A Ordinary Share: 65,375 shares worth $314K. The largest sale was Ensco Rowan plc, an estimated $561K.

By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, down from 61% a quarter earlier, followed by Financials and Technology.

  • Lindbrook Capital's largest Q3 2019 buy was Valaris plc Class A Ordinary Share: 65,375 shares worth $314K.
  • Lindbrook Capital added most to Oaktree Strategic Income Corporation in Q3 2019, an estimated $2M increase.
  • Lindbrook Capital's biggest Q3 2019 reduction was HSBC, cutting an estimated $171K.
  • Lindbrook Capital fully exited Ensco Rowan plc in Q3 2019, selling an estimated $561K.
  • Lindbrook Capital's ten largest holdings make up 58% of its $265M portfolio in Q3 2019.
  • Lindbrook Capital opened 101 new positions and closed 134 in Q3 2019.
  • Lindbrook Capital's portfolio value rose 2.1% quarter-over-quarter to $265M.

Based on Lindbrook Capital's 13F filing for Q3 2019, filed 31 Oct 2019.