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Lau Associates Portfolio holdings

AUM $201M
1-Year Est. Return 26.29%
This Fund
S&P 500
This Quarter Est. Return
+9.37%
1 Year Est. Return
+26.29%
3 Year Est. Return
+44.49%
5 Year Est. Return
+59.98%
10 Year Est. Return
–
AUM
$201M
AUM Growth
+$11.8M
Cap. Flow
+$1.1M
Cap. Flow %
0.55%
Top 10 Hldgs %
53.57%
Holding
99
New
3
Increased
6
Reduced
35
Closed
5

Top Buys

1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.88M
2
NVS icon
Novartis
NVS
+$561K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$467K
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$219K
5
DIS icon
Walt Disney
DIS
+$200K

Top Sells

1
CTVA icon
Corteva
CTVA
+$643K
2
TJX icon
TJX Companies
TJX
+$488K
3
ABBV icon
AbbVie
ABBV
+$473K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$471K
5
CGC
Canopy Growth
CGC
+$318K

Sector Composition

1 Technology 22.92%
2 Healthcare 11.95%
3 Consumer Staples 8.61%
4 Energy 8.58%
5 Financials 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPST icon
1
JPMorgan Ultra-Short Income ETF
JPST
$39.8B
$34.3M 17.06%
679,594
+57,122
+9% +$2.88M
AAPL icon
2
Apple
AAPL
$4.89T
$20.7M 10.32%
282,276
-2,096
-0.7% -$135K
INTC icon
3
Intel
INTC
$487B
$9.43M 4.7%
157,601
-134
-0.1% -$7.5K
JNJ icon
4
Johnson & Johnson
JNJ
$602B
$8.26M 4.11%
56,622
-488
-0.9% -$66.2K
COP icon
5
ConocoPhillips
COP
$137B
$7.23M 3.6%
111,181
-600
-0.5% -$35.3K
PEP icon
6
PepsiCo
PEP
$190B
$7.09M 3.53%
51,860
– –
PSX icon
7
Phillips 66
PSX
$80.7B
$6.85M 3.41%
61,478
– –
ACN icon
8
Accenture
ACN
$88.5B
$4.98M 2.48%
23,632
-10
-0% -$1.95K
MSFT icon
9
Microsoft
MSFT
$2.98T
$4.73M 2.35%
29,989
-260
-0.9% -$38.2K
DD
10
DELISTED
Du Pont De Nemours E I
DD
$4.03M 2.01%
62,750
– –
PG icon
11
Procter & Gamble
PG
$353B
$3.9M 1.94%
31,182
-400
-1% -$48.9K
DOW icon
12
Dow Inc
DOW
$21.1B
$3.43M 1.71%
62,750
– –
IDXX icon
13
Idexx Laboratories
IDXX
$45.4B
$3.23M 1.61%
12,367
-55
-0.4% -$14.5K
MRK icon
14
Merck
MRK
$315B
$3.22M 1.6%
37,054
-451
-1% -$37K
IVV icon
15
iShares Core S&P 500 ETF
IVV
$881B
$3.15M 1.57%
9,760
+1,510
+18% +$467K
JPM icon
16
JPMorgan Chase
JPM
$912B
$3M 1.49%
21,525
-325
-1% -$41.7K
MMM icon
17
3M
MMM
$84.4B
$2.74M 1.36%
18,555
-60
-0.3% -$8.4K
VIG icon
18
Vanguard Dividend Appreciation ETF
VIG
$111B
$2.44M 1.21%
19,575
-3,897
-17% -$471K
KLAC icon
19
KLA
KLAC
$287B
$2.42M 1.21%
136,000
-2,000
-1% -$33.5K
IEFA icon
20
iShares Core MSCI EAFE ETF
IEFA
$186B
$2.41M 1.2%
36,950
– –
HAS icon
21
Hasbro
HAS
$11.6B
$2.31M 1.15%
21,900
-200
-0.9% -$20.8K
NKE icon
22
Nike
NKE
$66.1B
$2.27M 1.13%
22,380
– –
GOOGL icon
23
Alphabet (Google) Class A
GOOGL
$4.33T
$2.17M 1.08%
32,400
– –
UNH icon
24
UnitedHealth
UNH
$384B
$2.09M 1.04%
7,096
-34
-0.5% -$8.89K
KO icon
25
Coca-Cola
KO
$365B
$2.01M 1%
36,239
-134
-0.4% -$7.2K
1
2 3 4

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Lau Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Lau Associates held 99 positions worth $201M, up 6.3% from $189M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Lau Associates's Q4 2019 filing shows 3 new, 6 increased, 35 reduced and 5 closed positions. Its largest new stake was Vanguard FTSE Developed Markets ETF: 5,140 shares worth $226K. The largest sale was Corteva, an estimated $643K.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Lau Associates's largest Q4 2019 buy was Vanguard FTSE Developed Markets ETF: 5,140 shares worth $226K.
  • Lau Associates added most to JPMorgan Ultra-Short Income ETF in Q4 2019, an estimated $2.88M increase.
  • Lau Associates's biggest Q4 2019 reduction was Corteva, cutting an estimated $643K.
  • Lau Associates fully exited AbbVie in Q4 2019, selling an estimated $473K.
  • Lau Associates's ten largest holdings make up 54% of its $201M portfolio in Q4 2019.
  • Lau Associates opened 3 new positions and closed 5 in Q4 2019.
  • Lau Associates's portfolio value rose 6.3% quarter-over-quarter to $201M.

Based on Lau Associates's 13F filing for Q4 2019, filed 5 Feb 2020.