We are live on ! Find out more
LA

Lau Associates Portfolio holdings

AUM $201M
1-Year Est. Return 26.29%
This Fund
S&P 500
This Quarter Est. Return
+9.37%
1 Year Est. Return
+26.29%
3 Year Est. Return
+44.49%
5 Year Est. Return
+59.98%
10 Year Est. Return
–
AUM
$201M
AUM Growth
+$11.8M
Cap. Flow
+$1.1M
Cap. Flow %
0.55%
Top 10 Hldgs %
53.57%
Holding
99
New
3
Increased
6
Reduced
35
Closed
5

Top Buys

1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.88M
2
NVS icon
Novartis
NVS
+$561K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$467K
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$219K
5
DIS icon
Walt Disney
DIS
+$200K

Top Sells

1
CTVA icon
Corteva
CTVA
+$643K
2
TJX icon
TJX Companies
TJX
+$488K
3
ABBV icon
AbbVie
ABBV
+$473K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$471K
5
CGC
Canopy Growth
CGC
+$318K

Sector Composition

1 Technology 22.92%
2 Healthcare 11.95%
3 Consumer Staples 8.61%
4 Energy 8.58%
5 Financials 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVS icon
51
Novartis
NVS
$293B
$866K 0.43%
9,559
+6,251
+189% +$561K
V icon
52
Visa
V
$682B
$860K 0.43%
4,578
-68
-1% -$12.3K
AGG icon
53
iShares Core US Aggregate Bond ETF
AGG
$139B
$843K 0.42%
7,500
– –
IEI icon
54
iShares 3-7 Year Treasury Bond ETF
IEI
$18.2B
$835K 0.42%
6,640
– –
ORCL icon
55
Oracle
ORCL
$364B
$796K 0.4%
15,017
– –
DVA icon
56
DaVita
DVA
$15.2B
$795K 0.4%
10,600
– –
C icon
57
Citigroup
C
$217B
$791K 0.39%
9,900
– –
ABT icon
58
Abbott
ABT
$175B
$755K 0.38%
8,695
– –
AMGN icon
59
Amgen
AMGN
$198B
$727K 0.36%
3,016
-34
-1% -$7.5K
TJX icon
60
TJX Companies
TJX
$171B
$727K 0.36%
11,900
-8,250
-41% -$488K
BKNG icon
61
Booking.com
BKNG
$141B
$719K 0.36%
8,750
– –
MET icon
62
MetLife
MET
$60.5B
$551K 0.27%
10,803
– –
IWD icon
63
iShares Russell 1000 Value ETF
IWD
$81.9B
$546K 0.27%
4,000
– –
IBM icon
64
IBM
IBM
$200B
$526K 0.26%
4,106
-8
-0.2% -$1.04K
MA icon
65
Mastercard
MA
$480B
$508K 0.25%
1,700
– –
CSIQ icon
66
Canadian Solar
CSIQ
$1.02B
$506K 0.25%
22,900
– –
SYK icon
67
Stryker
SYK
$123B
$504K 0.25%
2,400
– –
PRU icon
68
Prudential Financial
PRU
$41.4B
$469K 0.23%
5,000
-100
-2% -$9.18K
CC icon
69
Chemours
CC
$2.63B
$447K 0.22%
24,686
– –
NEE icon
70
NextEra Energy
NEE
$185B
$424K 0.21%
7,000
– –
SGOL icon
71
abrdn Physical Gold Shares ETF
SGOL
$6.85B
$419K 0.21%
28,630
– –
USB icon
72
US Bancorp
USB
$98.4B
$415K 0.21%
7,000
– –
WFC icon
73
Wells Fargo
WFC
$265B
$356K 0.18%
6,612
-168
-2% -$8.8K
HON icon
74
Honeywell
HON
$71.3B
$355K 0.18%
2,130
– –
SYY icon
75
Sysco
SYY
$39.1B
$347K 0.17%
4,055
-205
-5% -$16.6K
1 2
3
4

Similar funds

JFM
Jackson Financial Management Costa Mesa, California $194M AUM 21.54% 1-Year Est. Return
SHA
Shelter Harbor Advisors Weatogue, Connecticut $192M AUM 26.7% 1-Year Est. Return
AC
Asturias Capital New York $220M AUM 39.56% 1-Year Est. Return
AEPI
AH Equity Partners I Menlo Park, California $221M AUM
TWM
Torch Wealth Management Cincinnati, Ohio $181M AUM 29.44% 1-Year Est. Return
QCM
Quadrant Capital Management Fairfield, New Jersey $221M AUM 29.88% 1-Year Est. Return
IAM
Integre Asset Management New York $177M AUM 32.31% 1-Year Est. Return
VC
Vector Capital San Francisco, California $168M AUM

Lau Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Lau Associates held 99 positions worth $201M, up 6.3% from $189M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Lau Associates's Q4 2019 filing shows 3 new, 6 increased, 35 reduced and 5 closed positions. Its largest new stake was Vanguard FTSE Developed Markets ETF: 5,140 shares worth $226K. The largest sale was Corteva, an estimated $643K.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 21% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Lau Associates's largest Q4 2019 buy was Vanguard FTSE Developed Markets ETF: 5,140 shares worth $226K.
  • Lau Associates added most to JPMorgan Ultra-Short Income ETF in Q4 2019, an estimated $2.88M increase.
  • Lau Associates's biggest Q4 2019 reduction was Corteva, cutting an estimated $643K.
  • Lau Associates fully exited AbbVie in Q4 2019, selling an estimated $473K.
  • Lau Associates's ten largest holdings make up 54% of its $201M portfolio in Q4 2019.
  • Lau Associates opened 3 new positions and closed 5 in Q4 2019.
  • Lau Associates's portfolio value rose 6.3% quarter-over-quarter to $201M.

Based on Lau Associates's 13F filing for Q4 2019, filed 5 Feb 2020.